Job Description
About the Role
We are seeking a highly skilled and experienced Monitoring Officer to join our team at Merand Corbett & Associates. As a key member of our Business Enablement department, you will play a critical role in ensuring compliance with regulatory requirements and internal policies. With a strong background in compliance monitoring, you will be responsible for analyzing monitoring results, escalating issues, and providing guidance to staff on compliance and advice quality.
Key Responsibilities
- Monitor Category I and II advisory and discretionary investment activities for compliance with FAIS, internal policies, and client mandates.
- Review CAT II investments for mandate alignment, limits, and governance.
- Ensure adherence to agreed investment strategies and TCF outcomes.
- Analyse monitoring results, escalate issues, and document potential compliance breaches.
- Support regulatory compliance plans and provide guidance to staff on compliance and advice quality.
- Participate in risk and compliance committees; maintain records and assist with reporting.
Requirements
- Degree in law, finance, or compliance (required).
- Proficient in MS Office; computer literate.
- Postgraduate compliance/risk qualification or CISA/CPrac/CProf (advantageous).
- 3+ years’ compliance monitoring experience in Category I/II financial services.
- Knowledge of advice monitoring, discretionary investment processes, CAT II management, FAIS, FICA, and CISCA.
Qualifications
- Completed degree in law, finance, or compliance.
How to Apply
Only shortlisted candidates will be contacted. Please submit your application with a detailed CV and cover letter, highlighting your relevant experience and qualifications.
About Other Finance/Accounting Jobs in Gauteng
The finance and accounting sector is a significant contributor to the economy of Gauteng, South Africa, providing numerous opportunities for professionals looking to advance their careers. With major financial institutions, banks, and multinational corporations based in the province, there is a high demand for skilled finance and accounting professionals.
Salary ranges in Gauteng are generally in line with national averages, but can vary depending on factors such as industry, company size, and level of experience. According to recent job postings, average salary ranges for finance and accounting positions in Gauteng include:
R250 000 – R350 000 per annum for junior finance professionals
R400 000 – R600 000 per annum for experienced accountants
R700 000 – R1 200 000 per annum for senior finance managers
Key skills required for success in the finance and accounting sector in Gauteng include:
Financial planning and analysis
Accounting standards and compliance (e.g. IFRS)
Data analytics and reporting
Communication and interpersonal skills
Budgeting and forecasting
Risk management
Business acumen and strategic thinking
Major employers in the finance and accounting sector in Gauteng include:
Standard Bank, one of South Africa’s largest banks, with its headquarters located in Sandton, Johannesburg.
Multinational corporations such as IBM, which has a significant presence in the province, and Unilever, a leading consumer goods company.
The Johannesburg Stock Exchange (JSE), which is also based in the province and provides opportunities for finance professionals to work in investment banking and stockbroking.
Career growth opportunities are available in the finance and accounting sector in Gauteng, with many companies investing in training and development programs to support their employees’ career progression. Senior finance managers can move into executive roles, while experienced accountants can take on leadership positions or start their own businesses. Additionally, the JSE offers a range of training programs and certifications for finance professionals, such as the Certified Financial Analyst (CFA) program.
Overall, the finance and accounting sector in Gauteng presents numerous opportunities for career advancement and professional growth, with a high demand for skilled professionals and competitive salary ranges.
This information provides general career guidance. Actual salaries and requirements vary by employer.
GO APPLY NOW
Safe & secure application process
Explore More Opportunities
Get Similar Job Alerts
Job Seeker Tip
Keep your LinkedIn profile up-to-date and professional - many recruiters use it to find candidates.
How to Apply
Click “GO APPLY NOW” to visit the company’s application page.
Follow their instructions carefully.
JVR Jobs connects you with employers – we don’t process applications directly.
Latest Job Opportunities
South Africa: Sprinkler Design Engineer
Sprinkler Design Engineer (Mechanical) Netherlands - Eindhoven What we are looking for: Diploma/ bachelorâs in mechanical engineering Strong experience in...
View JobWestern Cape: Project Manager (Product-Focused) posted by Communicate Finance
Key ResponsibilitiesLead end-to-end project delivery across product-related initiativesTranslate product and business objectives into executable plansManage...
View JobWestern Cape: Mid-Weight Copywriter posted by Communicate Finance
Your RoleWrite sharp, purposeful copy across multiple channelsTranslate creative ideas into clear messagingCollaborate closely with designers and...
View JobDurban: Junior Merchandise Planner posted by Sandi Crowther Recruitment
Key Responsibilities:Assist in planning seasonal ladieswear ranges aligned with company strategy and customer trendsAnalyse sales and stock reports to guide...
View JobWestern Cape: SHEQ Officer posted by Persona Staff
Key Responsibilities:Develop, implement, and maintain the Safety, Health and Environment Management SystemEnsure compliance with OHS Act, NEMA, FSSC 22000,...
View JobWestern Cape: Technical Assistant posted by Persona Staff
Responsibilities:Assist in maintaining and reviewing the FSSC 22000 Food Safety Management SystemSupport end-to-end food safety and quality management...
View Job
Browse Employers
Job Alerts