| Date | 2024-08-31 |
|---|---|
| Job Title | Compliance Officer – Insurance |
| Employer | HR Option More Information |
| Salary | 43300 |
| Category | Finance Accounting |
| Location |
Gauteng / Bryanston |
Job Summary
Permanent position situated in Bellville or Bloemfontein or Pretoria.
Your formal education:
- Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields).
- RE1
- Registered Phase 1 Compliance Officer with the FSCA
- RE3 and/or Certificate in Compliance Management (advantageous)
together with 3-5 years’ related experience in a compliance function in the financial services with working knowledge of non-life (short-term) insurance (being an advantage) together with being bilingual (fluent in English and Afrikaans) will enable you to:
People:
- Training and Education:
- Ensuring that all employees understand the compliance policies and relevant laws and regulations. This includes developing and delivering training programs on compliance-related topics.
- Communication:
- Acting as the point of contact for compliance-related questions and building strong relationships with financial advisors. Providing clear and accessible guidance to employees and financial advisors on compliance matters.
- Fostering a Compliance Culture:
- Promoting a culture of compliance and ethical behavior within Company.
Processes:
- Regulatory Risk Management support:
- Develop and implement a compliance coverage plan based on the approved regulatory framework;
- Implement all necessary actions as per the compliance plan to ensure achievement of the compliance plan objectives;
- Assist the Compliance Manager in the maintenance of compliance policies, procedures and other compliance documentation.
- Licensing and profile changes:
- Ensure that license profile changes are submitted timeously to the Regulator.
- Monitoring:
- Conduct monitoring as per the agreed compliance coverage plan;
- Monitor and or maintain all compliance registers;
- Compile a monthly file monitoring schedule as per the monitoring plan and report findings to the Compliance Manager;
- Liaise with internal departments, co-ordinate meetings with line managers and provide monitoring feedback to financial advisors.;
- Conduct branch monitoring;
- Review internal monitoring process and results, identify trends and risks for Company;
- Escalate high risk findings to the Compliance Manager immediately.
- Ad hoc support for Compliance projects:
- Assist the Compliance Manager with any compliance project.
- Reporting:
- Assist Compliance Manager to compile internal compliance reports on all compliance activities, compliance risks;
- Assist with reporting to the regulator and other industry bodies.
- Recordkeeping:
- Store all compliance records securely in a manner that allows for easy retrieval on SharePoint;
- Correct naming conventions must be adhered to when documents are stored on SharePoint;
- Maintain compliance documentation on the intranet.
- Training and Awareness:
- Assist Compliance Manager with compliance training and awareness initiatives.
- General:
- Stay abreast of regulatory matter by attending webinars en reading newsletters;
- Attend regular compliance meetings as required.
- Attend to general compliance queries from advisors as well as other departments within the company and escalating where necessary.
Compliance Officer – Insurance position available in Gauteng, Bryanston. This job position was posted by HR Option. The job has been posted as a premium ad on 2024-08-31 at 09:10:36 in the Finance Accounting category
Click Go Apply to apply online!
You might also like to look at the available jobs in the same area.
Apply directly on jobmail for this position
Some posts have contact information included with other instructions. All applicants are urged to read the instructions carefully.
We will list jobs at the bottom of each job, so feel free to scroll down and continue your search.
We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.
Here are some more related positions
Burgersfort: Compliance Officer: Risk posted by Limpopo Career Consortium (Limcaco)
MINIMUM QUALIFICATIONS AND REQUIREMENTS:Grade 12/NQF Level 4 is essential.COMSOC 1 & 2 or SAMTRAC Certificate is essential.Blasting Certificate or Trade Certificate is essential.National Diploma in either Safety, Occupational Health & Environment is essent
View Job
Compliance Officer
Germiston: Legal Compliance Officer – Llb, Ba Law Qualification Or Hr Diploma Or Certificate posted by Mashishing Distributors
Develop and implement an effective legal compliance programCreate sound internal controls and monitor adherence to themDraft and revise company policiesProactively audit processes, practices and documents to identify weaknessesEvaluate business activities
View Job
Legal Compliance Officer – Llb, Ba Law Qualification Or Hr Diploma Or Certificate
Cape Town City Centre: Compliance Officer
Growing Company, who is operating as a Consultancy Firm in the Financial Services industry, is seeking the services of a Compliance Officer to join their dynamic young team. Based in Southern suburbs Cape Town. Duties & Responsibilities You will be require
View Job
Compliance Officer
Kempton Park: Risk And Compliance Officer (Automotive Industry)
AUTOMOTIVE INDUSTRY ESSENTIAL Maintain contact with regulatory agencies, courts, and judicial agencies, coordinate on-site and off-site regulatory work, coordinate and organize relevant departments to cooperate with each other, track and urge relevant depa
View Job
Risk And Compliance Officer (Automotive Industry)
Bryanston: Compliance Officer – Insurance
Permanent position situated in Bellville or Bloemfontein or Pretoria. Your formal education: Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields). RE1 Registered Phase 1 Compliance Officer with the FSCA RE3 and/
View Job
Compliance Officer – Insurance
Sandton: Compliance Officer
The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standard
View Job
Compliance Officer
Centurion: Supply Chain Compliance Officer
Minimum requirements: Bachelors degree and with 5 years relevant experience, SAPICS CSCP and/or CPIM qualifications are desirable SYSPRO Experience Negotiation skills is a must Budget management Own vehicle and valid driver`s licence Consultant: Kydie Dres
View Job
Supply Chain Compliance Officer
Pretoria: Compliance Officer – Wealth
Permanent position situated in Bellville or Bloemfontein or Pretoria. Your formal education: Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields). RE1 Registered Phase 1 Compliance Officer with the FSCA RE3 and/
View Job
Compliance Officer – Wealth
Pretoria: Compliance Officer
Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you
View Job
Compliance Officer
Cape Town City Centre: Compliance And Operational Risk Officer
Compliance and Operational Risk Officer Our client is looking for a Compliance and Operational Risk Officer with 3 years of experience in a similar role. The ideal candidate for this role will be responsible for implementing and monitoring a compliance and
View Job
Compliance And Operational Risk Officer
Johannesburg: Risk And Compliance Officer
Duties: Formulate and improve the basic system and management principles of the company`s comprehensive risk management system, establish the company`s credit risk management and control system, market risk, operational risk and internal control management
View Job
Risk And Compliance Officer
Durban: Compliance Operations Officer 6-Month Fixed Term Contract
CORE PURPOSE OF THE JOB To accurately check, verify and update customers on an ongoing basis in terms of regulations taking into consideration FICA and on boarding requirements as required by the Banks documented policies and procedures. To provide excelle
View Job
Compliance Operations Officer 6-Month Fixed Term Contract
Edenvale: Compliance Officer
POSITION TITLE: Compliance Officer DEPARTMENT: Legal & Compliance ACCOUNTABLE TO: Executive Head: Legal & Compliance INDUSTRY: Financial Services JOB DESCRIPTION: The job will involve the on-going monitoring of compliance procedures and controls, together
View Job
Compliance Officer
Edenvale: Compliance Officer posted by SET Consulting
POSITION TITLE: Compliance Officer DEPARTMENT: Legal & ComplianceACCOUNTABLE TO: Executive Head: Legal & ComplianceINDUSTRY: Financial ServicesJOB DESCRIPTION:The job will involve the on-going monitoring of compliance procedures and controls, toget
View Job
Compliance Officer
Cape Town: Tax Compliance Officer posted by JenRecruitment
Our client is currently looking for a professional Tax Compliance Officer to join their growing tax team in their offices based in the Northern Suburbs. As an an accredited SAIT training office as well as you can further your tax career by their innovative
View Job
Tax Compliance Officer
Cape Town: Compliance And Operational Risk Officer posted by FROGG Recruitment
Compliance and Operational Risk Officer Our client is looking for a Compliance and Operational Risk Officer with 3+ years of experience in a similar role.The ideal candidate for this role will be responsible for implementing and monitoring a compliance and
View Job
Compliance And Operational Risk Officer
Pretoria: Compliance Officer posted by Numeral Financial Services Group
Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you
View Job
Compliance Officer
Cape Town: Chemical And Regulatory Compliance Officer posted by Elchemie
The company is a leading innovator in the digital ink manufacturing industry and specialize in developing cutting-edge ink solutions for various digital printing applications, ranging from commercial printing to packaging and textiles. They are seeking a
View Job
Chemical And Regulatory Compliance Officer
Johannesburg: Compliance Officer posted by Rory Mackie & Associates
Overview: Our client, a well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing exceptional talent is critical to their long-term success. Their teams are composed of highly qualified, passionat
View Job
Compliance Officer
Johannesburg: Compliance Officer posted by FROGG Recruitment
Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and pr
View Job
Compliance Officer
Cape Town: Tax Compliance Officer posted by PKF Constantia Valley Cape Town Inc
Principal Duties and Responsibilities:Individuals: Completion of Tax Schedules, Income Statements, Statements of Assets & Liabilities, Reconciliation of Assets & Liabilities, CGT Calculations & computations and Tax computations in preparation f
View Job
Tax Compliance Officer
Johannesburg: Compliance Officer (Government) posted by Isilumko Staffing
We are in search of an experienced and qualified Compliance Officer to join a prominent government organization in Johannesburg.Key Responsibilities:Oversee building inspections and audits.Conduct compliance monitoring.Ensure the safeguarding of company in
View Job
Compliance Officer (Government)
Johannesburg: Compliance Officer (Government) posted by Isilumko Staffing
Seeking an experienced and qualified Compliance Officer to join a well known government entity in JHB. Responsibilities:Responsible for building inspections and auditsCompliance monitoring Ensure company investment is not in jeopardyReporting non-complianc
View Job
Compliance Officer (Government)
Johannesburg: Compliance And Hr Officer posted by EMPIRE RECRUITMENT
Are you passionate about ensuring business operations are conducted in a lawful, ethical, and compliant manner? Do you thrive on staying up-to-date with regulatory requirements? If so, we are looking for you. Job Purpose/Summary:As a Compliance Officer, yo
View Job
Compliance And Hr Officer
Sandton: Legal And Compliance Officer posted by EMPIRE RECRUITMENT
An investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have:Three years post qualificationExcellent team working skillsAppetite to work with service providers in multiple jurisdictionsAppetite to take on new tasks
View Job
Legal And Compliance Officer