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Cape Town City Centre: Compliance Officer




Date 2024-06-23
Job Title Compliance Officer
Employer
More Information
Salary Monthly
Category Accounting Finance
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Do these words resonate with your value system and your career goals?: Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics? Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well? Then this is the perfect opportunity for you Use your relevant degree (B Com Accounting, or B Com Honours in Risk Management), together with your completed Accounting or Auditing articles to join the Compliance and Risk Team at my client, based in the Southern Suburbs of Cape Town. Your key responsibilities will include: Compliance reporting on behalf of business unit: internal and external (statutory)requirements Review of planned legislative changes, and make recommendations of changes required in risk control and operational procedures. Monitoring of existing legislative changes Assist with documentation of processes and procedures, and planned training of same Review of system, and recommendations of system changes required. FSP license changes as needed Compliance monitoring which will include: Review of client advisory and investment implementation records (FAIS and FICA) as well as review and approval of client onboarding Technical queries including assisting the advisory, fiduciary and consulting operations with technical queries and support and recommendations. A highly attractive remuneration package will be on offer to the successful candidate. Together with the opportunity to become part of a highly regarded and respected team.

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-06-23 in the Accounting Finance category

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Apply directly for this position
Some posts have contact information included with other instructions. All applicants are urged to read the instructions carefully.
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We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.

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Posted in Jobs in Cape Town City Centre, Jobs in Cape Town Region

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Cape Town City Centre: Compliance Officer




Date 2024-06-06
Job Title Compliance Officer
Employer
More Information
Salary R30000
Category Admin Clerical Secretarial
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Matric Level 6 Management Qualification Excellent communication skills (both written and verbal) Computer literate (MS Office) Assessor and Moderator Qualification with Service SETA Facilitation, Assessment and Moderation experience relating to Service SETA qualification at NQF Levels 4 and 5 Minimum 3 years experience in assessing skills programmes and learnerships Facilitation experience Services SETA, MerSETA & ETDP-SETA Assessor and Moderator in the following unit standards: Level 4 57712 (74630) Services SETA 59201 (LP 60269) Services SETA 57712 (LP 72986) MerSETA 114215 ETDP-SETA 117877 ETDP-SETA NVC Level 2 The key purpose of this role is to provide support to the NQ Plus team through: Quality Assurance Learnership management Client and learner support Reporting on compliance and progress SETA compliance and audit support – ensuring compliance with the SETA Assessment & Moderation Support General office support Strong attention to detail Strong level of EQ and Assertiveness Ability to organise and prioritise Results focused Time management skills Ability to work independently Innovative and demonstrates initiative Ability to perform well under pressure and meet deadlines Proactive attitude and a team player Ability to interact at all levels 08h30 to 17h00 (Monday to Friday) Overtime as and when required R30,000 R35,000 (depending on experience) As per Company benefits

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-06-06 in the Admin Clerical Secretarial category

Click Go Apply to apply online!


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Posted in Jobs in Cape Town City Centre

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Cape Town City Centre: Compliance Officer




Date 2024-06-01
Job Title Compliance Officer
Employer
More Information
Salary Market related
Category Accounting Finance
Location Cape Town Region
/ Cape Town City Centre

Job Summary

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture of compliance across the business.

Responsibilities:

Develop and implement compliance risk management plans Compliance monitoring as required and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required Supporting and ensuring an appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business with any compliance training as required Consult with business partners on any non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP

Requirements:

Minimum of a completed tertiary qualification or CPrac or CProf qualification Minimum of 2 – 3 years` experience in an asset management compliance officer role Registered with FSCA or under supervision as a FAIS Cat2 and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management industry Ability to deal well with conflict Excellent relationship building skills Good team player This is an Employment Equity designated opportunity, in line with our clients EE requirements. Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.

Compliance Officer position available in Cape Town Region, Cape Town City Centre. This job position was posted by . The job has been posted on 2024-06-01 in the Accounting Finance category

Click Go Apply to apply online!


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