Menu Close

Centurion: Compliance And Risk Manager

Compliance And Risk Manager

Posted on 2025-02-12

Salary 40000

Location

Job Summary

Roles and Responsibilities Role Summary: The purpose of the role is to ensure that the company remains compliant with relevant legislation and compliance requirements by assessing and mitigating significant competitive, regulatory, and technological threat to company. The Compliance Manager acts as the primary liaison and owner for all risk related due diligence, execution, and support, working in parallel with all departments and Compliance toward ensuring that the company is operating safely. Working nature and Hours: In office, Monday Fridays 8:00 am 16:00 pm with 1 hour lunch break included. Due to the nature of the business, it is required that you avail yourself to clients / urgent matters outside of these hours

Requirements:

NQF 5 (Wealth Management or Equivalent) 5 – 7 Years Experience of Risk and Compliance experience within the Financial Services Sector Knowledge of Financial Services Industry & Financial products risk, insurance, investment, medical aid, and fiduciary Knowledge of Investment products structured investments, model portfolios, share portfolios, unit trusts, private equity and debt Job description (Not limited to): Regulatory Compliance: Ensure company complies with all relevant FSCA regulations including FIAS and monitor, implement and management thereof Advisor Commission Queries: Manage and assist with all advisor commission-related queries, ensuring they are addressed promptly and in line with compliance requirements Advisor Onboarding: Oversee the onboarding process for new advisors, including opening Advisor Codes with Product Providers Risk Management: Identify, assess, and mitigate compliance risks within business operations. (Internal audit, reports and evaluation) Compliance Training & Awareness: Develop and deliver compliance training to staff and advisors, ensuring a comprehensive understanding of relevant regulations Internal Collaboration: Work with various departments (legal, risk, finance, operations) to ensure compliance is integrated into all business activities. Ad-Hoc

Duties:

Responsibility for acting as / on; FIC compliance, money laundering officer, complaints & Information officer, Information, Products and services, FSP agreements, approval of advisor onboarding. Employment Details Employment Type: Permanent Employment Industry: Financial Services Work space preference: Work Onsite Ideal work province: Gauteng Ideal work city: Centurion Salary bracket: R 40000 – 50000 Drivers License: CODE B (Car) Own car needed: Yes

Compliance And Risk Manager position available in Tshwane, Centurion. This job position was posted by . The job has been posted on 2025-02-12 in the Accounting Finance category

Click Go Apply to apply online!


You might also like these jobs in the same area.

Apply directly for this position. Please read all instructions carefully.

View Job  Pretoria: Industrial Engineer

We do not process job applications; we simply aggregate and display job listings.

More related positions


Ekurhuleni: Company / Scheme Secretary And Compliance Officer

Requirements : 36 years of experience in secretarial, governance, or compliance roles Qualification in Compliance and POPIA advantageous Knowledge of corporate governance, regulatory frameworks, and risk management Strong organizational and communication s


View Job
Company / Scheme Secretary And Compliance Officer

Cape Town City Centre: Corporate Governance And Compliance Officer

Your Role and Responsibilities: Corporate Governance Support: Deliver comprehensive company secretarial services while supporting the Group Company Secretary in governance and regulatory tasks. Draft and review resolutions and minutes, maintaining an organ


View Job
Corporate Governance And Compliance Officer

Johannesburg: Financial And Compliance Accountant

Job Duties: Finance Accounting & Compliance: Credit card transaction reconciliation and summary reports monthly validation & sign off. Petty cash monthly validation & sign off. Fleet card transaction reconciliation and summary reports monthly validation &


View Job
Financial And Compliance Accountant

Cape Town City Centre: Compliance And Corporate Governance Officer

Compliance: Design and implementation of systems and controls to ensure compliance. Document, develop and update compliance, regulatory protocols and policies. Review all critical business policies from a regulatory compliance perspective and make recommen


View Job
Compliance And Corporate Governance Officer

Port Elizabeth: Governance, Risk And Compliance Manager

Key Responsibilities: Governance: Develop and implement Governance, Risk, and Compliance (GRC) frameworks, policies, and procedures. Ensure internal processes comply with regulatory standards (King IV, IFRS, SARS), including drafting, adopting, and rolling


View Job
Governance, Risk And Compliance Manager

South Africa: Director – Risk And Compliance

Our client, a leading Pan-African bank in Kenya, is seeking an experienced Director of Risk and Compliance to lead the strategic development and execution of risk management and compliance programs. The ideal candidate will be responsible for safeguarding


View Job
Director – Risk And Compliance

South Africa: Director Of Risk And Compliance

We are collaborating with a leading Pan-African bank in Kenya to identify a highly skilled Director of Risk and Compliance to lead the strategic design and implementation of comprehensive risk management and compliance frameworks. The successful candidate


View Job
Director Of Risk And Compliance

Komatipoort: Quality And Compliance Controller – Hectorspruit

Minimum requirements: Grade 12 Plant Production Diploma or any equivalent qualification would be an advantage 3 5 Years experience in quality and compliance environment Packhouse background would be an advantage Responsible for the implementation of all fo


View Job
Quality And Compliance Controller – Hectorspruit

Sandton: Risk & Compliance Manager

Our client is searching for a Risk & Compliance Manager to join their team in Sandton. ( Hybrid) Main Purpose of Role Support the overall business strategy by managing the risk and compliance frameworks and programmes Required Minimum Education / Training

View Job  Centurion: Accounts & Administration Manager

View Job
Risk & Compliance Manager

Cape Town Region: Snr Manager: Tax Compliance And Regulatory Reporting

MAIN RESPONSIBILITIES AND DUTIES REGULATORY REPORTING (AEOI) Assist in the overseeing of the regulatory reporting department operation through the planning, delegating, coaching, recruitment and controlling of workloads, ensuring a professional service is


View Job
Snr Manager

Durban: Talent Specialist: Legal And Compliance

Our Client in the Automotive industry is seeking a temporary Talent Specialist: Legal and Compliance to join their team based in Durban. MINIMUM REQUIREMENTS Grade 12 LLB Admission as an attorney Ability to draft legal documents LLM Labour court appearance


View Job
Talent Specialist

Midrand: Legal And Compliance Officer

The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal


View Job
Legal And Compliance Officer

Johannesburg: Head Of Legal And Compliance

Qualifications and Experience: Bachelor of Laws degree Master s degree in commerce, Business Administration, Management, Law or related field Admitted Legal Practitioner Minimum of 5 years of relevant senior management experience, leading a function, inter


View Job
Head Of Legal And Compliance

Sandton: Head Of Legal And Compliance

JOB DESCRIPTION Strategic Alignment: Proactively direct and oversee the compliance function, ensuring that the organisation remains compliant with all relevant legal prescripts including legislation, regulations and directives. Collaborate with the executi


View Job
Head Of Legal And Compliance

Johannesburg: Compliance And Operations Administrator

Our client in the medical industry is seeking an experienced candidate to assist with the compliance and operations administration of the business. Candidate must hold a tertiary qualification, have sound knowledge of ISO standards with strong financial ac


View Job
Compliance And Operations Administrator

South Africa: Director: Risk And Compliance

Ready to lead risk and compliance at the forefront of African banking? A leading Pan-African Bank in Kenya is seeking a strategic Director: Risk and Compliance to safeguard the organization, strengthen governance, and ensure regulatory excellence. What You


View Job
Director

Midrand: Risk & Compliance – Assurance Lead

What Youll Do: â? Review and advise on project documentation from inception to closure. â? Collaborate with Project Managers, Business Analysts, and Solution Architects to align with industry standards. â? Conduct on-site assessments to ensure projects mee


View Job
Risk & Compliance – Assurance Lead

Johannesburg: Legal, Compliance, And Company Secretarial Administrator posted by Curiska

Hiring: Legal, Compliance, and Company Secretarial Administrator Are you a newly qualified attorney with an LLB degree and a keen interest in corporate governance and compliance? We have the perfect opportunity for you! Our client is looking for a Legal, C

View Job  Centurion: Sales Agents posted by World sound

View Job
Legal, Compliance, And Company Secretarial Administrator

Johannesburg: Legal And Compliance Officer posted by Curiska

Hiring: Compliance AdministratorLocation: RosebankDepartment: Legal and Compliance Job Summary:This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Complian


View Job
Legal And Compliance Officer

Durban: Talent Specialist: Legal And Compliance posted by Tower Group

Our Client in the Automotive industry is seeking a temporary Talent Specialist: Legal and Compliance to join their team based in Durban.MINIMUM REQUIREMENTS Grade 12LLBAdmission as an attorneyAbility to draft legal documentsLLMLabour court appearanceCollec


View Job
Talent Specialist

Sandton: Risk & Compliance Manager posted by Profession Hub

Our client is searching for a Risk & Compliance Manager to join their team in Sandton. (Hybrid)Main Purpose of RoleSupport the overall business strategy by managing the risk and compliance frameworks and programmes Required Minimum Education / Training


View Job
Risk & Compliance Manager

Johannesburg: Legal And Compliance Manager posted by Dymaxa Recruitment

Our client, specializing in the labour relations industry in the Johannesburg region, is seeking a Legal & Compliance Manager, who would fit in well with their dynamic team. Reporting into the CEO on all matters.Qualifications and RequirementsLegal Man


View Job
Legal And Compliance Manager

Midrand: Legal And Compliance Officer posted by Top Vitae

The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal


View Job
Legal And Compliance Officer

Cape Town: Legal, Compliance And Governance – Half Day Role posted by Rory Mackie & Associates

ROLE OBJECTIVESTo develop and maintain an effective legal, compliance, governance, policy management, company secretarial and human resource function within the organisation and to ensure the prudent management of legal risk across the organisation.LEGAL D


View Job
Legal, Compliance And Governance – Half Day Role

Sandton: Aml Compliance Assistant posted by FROGG Recruitment

AML Compliance Assistant Sandton Well-established Professional Services client is looking for AML / Compliance Assistant with 1-3 years experience. Ongoing Monitoring on existing clients of the company and thereby ensure that the relevant AML policies and


View Job
Aml Compliance Assistant

Error making API request.
Share this to someone who needs a job:
Posted in Jobs in Centurion, Jobs in Tshwane

More Jobs in Your Area