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Morningside: Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses

Date 2025-01-25
Job Title Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses
Employer
More Information
Salary
Category Accounting Finance
Location North Johannesburg
/ Morningside

Job Summary

Role Summary: Oversees the entirety of the Fund and ensures compliance with regulations, liquidity requirements and the fair treatment of customers. Outputs: The Key Individual will manage and oversee the financial services of the Fund which include: The liaising with the investment committee to explore the investment preferences and appetite for risk Review reports from deal makers or Representatives on meetings with candidate investees to discuss business operations/structure, and the rigorous research on the viability of the investment Ensure financial briefings (often written by investment analysts) are conducted Ensuring the fund is up-to-date about the SA economy, current financial news and financial markets Assessing and interpreting complicated financial information and keeping detailed records and reports Submitting detailed reports on the Fund to the Regulator (FSCA) Overseeing overall compliance of the Fund with the FAIS Act Experience / Skills Required: Minimum 3-years’ experience overseeing shares and debentures & securitized debt financial products on a discretionary basis JSE Certifications / Experience preferable Qualification

Requirements:

Matric and Diploma or degree (NQF Level 7) RE 1 and RE3 Certifications Class of Business training – Investments Operations ability (loaded as KI on 1 or 2 FSP licenses)

Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses position available in North Johannesburg, Morningside. This job position was posted by . The job has been posted on 2025-01-25 in the Accounting Finance category

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Morningside: Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses

Role Summary: Oversees the entirety of the Fund and ensures compliance with regulations, liquidity requirements and the fair treatment of customers. Outputs: The Key Individual will manage and oversee the financial services of the Fund which include: The l

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Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses

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