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Pietermaritzburg: Compliance Officer posted by ARCS

Pietermaritzburg: Compliance Officer posted by ARCS

Posted on 2025-05-30 00:00:00

Employer ARCS
Category Other Legal
Location Kwazulu-Natal  / Pietermaritzburg

Job Summary

Key Responsibilities

  • Lead periodic reviews and improvements of compliance programmes to meet evolving regulatory and organisational requirements.
  • Conduct internal audits and reviews to ensure adherence to compliance procedures.
  • Provide guidance and training to teams where non-compliance is detected.
  • Collaborate with departments to review and implement policies that align with compliance objectives.
  • Direct and investigate internal compliance issues and breaches.
  • Educate employees on regulatory obligations and industry practices.
  • Develop strategies to manage crises linked to compliance violations.
  • Stay current with industry regulations and internal standards.
  • Liaise with internal and external auditors to facilitate transparent audits.
  • Build relationships with regulators and key external stakeholders.
  • Prepare and present compliance reports to senior management and regulators.
  • Coordinate compliance across all departments and functions.
  • Evaluate compliance risks and develop preventative measures.
  • Promote a culture of compliance organisation-wide.

Qualifications & Experience

  • Bachelor of Laws (LLB) or equivalent qualification
  • Minimum of 5 years’ post-degree experience in a compliance role
  • Professional certification in Governance, Risk, and Compliance (recommended)
  • Familiarity with the King Code of Governance Principles (preferred)
  • Membership with a recognised professional body
  • Sound knowledge of compliance reporting and record-keeping practices

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Pietermaritzburg: Compliance Officer posted by ARCS

Pietermaritzburg: Compliance Officer posted by ARCS

Posted on 2025-05-30 00:00:00

Employer ARCS
Category Other Legal
Location Kwazulu-Natal  / Pietermaritzburg

Job Summary

WORK EXPERIENCE & QUALIFICATIONS:

  • Bachelor of Laws, LLB Degree / or related field.
  • Recommended : Certificate in area of Governance, Risk and Compliance.
  • Recommended : Knowledge of King Code on Governance Principles for South Africa.
  • Proven experience as a Compliance Officer, 5 years’ post degree experience.
  • In-depth knowledge of industry standards and regulations.
  • Excellent knowledge of reporting procedures and record keeping.
  • Relevant Professional Body Membership.

Summary / Job Responsibilities: 

  • Periodically review and enhance compliance programmes to comply with regulatory and organisational requirements and objectives.
  • Periodically conduct and oversee the internal reviews or audits to ensure that compliance procedures are followed.
  • Provide advice and training where non-compliance is identified
  • Collaborate with the relevant departments to review,  modify (if applicable) and implement organisation policies.
  • Conduct or direct internal investigation of compliance issues
  • Informing, educating, and training of employees on matters that are associated with regulations and industry practices.
  • Reviewing and enhancing plans to effectively manage crisis of compliance violation
  • Staying up to date with internal standards, regulatory developments both within and outside the organisation, as well as evolving best practice.
  • Working with external auditors and internal auditors
  • Develop and maintain strong relationships with key stakeholders, including regulators, auditors, and business partners.
  • Stay up to date on industry trends, regulations, and best practices to ensure compliance and mitigate risks.
  • Discussing compliance issues with the Head of Compliance, and / or employees. 
  • Ensuring and verifying that all regulatory policies and procedures have been documented, implemented, and communicated to all the stakeholders.
  • Prepare reports for senior management and external regulatory bodies as and when required
  • Monitors and coordinates compliance with relevant legislation throughout all departments 
  • Identification and research of significant compliance risks
  • Reviews and evaluates compliance issues/ concerns within the organisation
  • Maintains and revises policies and procedures for LPFF to prevent improper conduct
  • Creates awareness of compliance and promotes a good culture of compliance in the company
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