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Sandton: Legal And Compliance Officer posted by EMPIRE RECRUITMENT

Date 2024-11-24
Job Title Legal And Compliance Officer
Employer EMPIRE RECRUITMENT
More Information
Salary 450000
Category Finance Accounting
Location Gauteng
/ Sandton

Job Summary

An investment firm requires the expertise of a Legal and Compliance Officer.

The candidate shall have:

  • Three years post qualification
  • Excellent team working skills
  • Appetite to work with service providers in multiple jurisdictions
  • Appetite to take on new tasks and gain experience in new areas

The role shall include:

  • Money Laundering Reporting Office (MRO)
  • Reporting to FSCA
  • Corporate secretarial work in South Africa
  • Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
  • Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
  • Managing any claims or litigation
  • Managing relationships with external law firms
  • Helping to uphold best practice in the investment banking and investment management teams
  • Managing the process of KYC on by external parties
  • Miscellaneous legal related work, eg., reviewing employment contracts, employee stock grants
  • Reviewing investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing process for satisfaction of CPs
  • Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities.

Legal And Compliance Officer position available in Gauteng, Sandton. This job position was posted by EMPIRE RECRUITMENT. The job has been posted as a premium ad on 2024-11-24 at 13:28:04 in the Finance Accounting category

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