| Date | 2025-01-25 |
|---|---|
| Job Title | Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses |
| Employer | Fempower Personnel More Information |
| Salary | 0 |
| Category | Finance Accounting |
| Location |
South Africa / South Africa |
Job Summary
Role Summary:
Oversees the entirety of the Fund and ensures compliance with regulations, liquidity requirements and the fair treatment of customers.
Outputs:
The Key Individual will manage and oversee the financial services of the Fund which include:
- The liaising with the investment committee to explore the investment preferences and appetite for risk
- Review reports from deal makers or Representatives on meetings with candidate investees to discuss business operations/structure, and the rigorous research on the viability of the investment
- Ensure financial briefings (often written by investment analysts) are conducted
- Ensuring the fund is up-to-date about the SA economy, current financial news and financial markets
- Assessing and interpreting complicated financial information and keeping detailed records and reports
- Submitting detailed reports on the Fund to the Regulator (FSCA)
- Overseeing overall compliance of the Fund with the FAIS Act
Experience / Skills Required:
- Minimum 3-years experience overseeing shares and debentures & securitized debt financial products on a discretionary basis
- JSE Certifications / Experience preferable
Qualification
Requirements:
- Matric and Diploma or degree (NQF Level 7)
- RE 1 and RE3 Certifications
- Class of Business training Investments
- Operations ability (loaded as KI on 1 or 2 FSP licenses)
Key Individual (Risk And Compliance) – Loaded As Key Individual On 1 Or 2 Fsp Licenses position available in South Africa, South Africa. This job position was posted by Fempower Personnel. The job has been posted as a premium ad on 2025-01-25 at 13:00:36 in the Finance Accounting category
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