Responsibilities:
Regulatory Compliance: Ensure compliance with South African financial regulations, including the Financial Intelligence Center Act (FICA), Exchange Control Regulations, and the Conduct of Financial Institutions (COFI) Bill. Monitor regulatory changes and provide guidance on their impact on business operations. Manage licensing and regulatory reporting requirements to the Financial Sector Conduct Authority (FSCA) and South African Reserve Bank (SARB). Risk Management: Identify, assess, and mitigate compliance risks across both companies. Develop, implement, and maintain a robust risk management framework. Conduct regular compliance audits and assessments. Policies and Procedures: Develop and update compliance policies and procedures to align with regulatory requirements. Implement training programs to ensure staff awareness and understanding of compliance obligations. Enforce adherence to internal policies through monitoring and reporting mechanisms. AML and KYC Oversight: Oversee Anti-Money Laundering (AML) and Know Your Customer (KYC) processes. Ensure effective due diligence procedures are in place for clients and counter parties. Report suspicious activities to the Financial Intelligence Center (FIC) as required. Advisory and Stakeholder Engagement: Act as the primary point of contact for regulatory bodies and auditors. Provide compliance advice to internal stakeholders, including management and operational teams. Collaborate with legal counsel on compliance-related matters. Liaise with external stakeholders, including banks, regulatory authorities, and service providers. Training and Awareness: Conduct regular compliance training for employees to ensure regulatory adherence. Foster a strong compliance culture within the organization. Qualifications and Experience: Bachelor`s degree in Law, Finance, Business Administration, or a related field. A recognized compliance certification (e.g., ICA, CISA, CAMS) is advantageous. Minimum of 5 years of experience in a compliance role within the financial services industry. Experience in foreign exchange, crypto assets, and financial services compliance preferred. Strong knowledge of South African regulatory frameworks, including FICA, AML, and exchange control regulations. Skills and Competencies: Excellent understanding of financial compliance requirements and best practices. Strong analytical and problem-solving skills. Ability to work independently and manage multiple priorities. Exceptional communication and interpersonal skills. Proficiency in compliance-related software and reporting tools. High level of integrity, ethics, and confidentiality. Area: Stellenbosch Salary offered: R30 000 000 – R40 000 per month. (depending on number of years’ experience) Starting date: As soon as possible. Please apply online for this position if you meet the above-mentioned requirements. Please assume that your application was unsuccessful if you do not receive any feedback within 4 weeks.
Compliance Officer position available in Cape Winelands, Stellenbosch. This job position was posted by . The job has been posted on 2025-02-06 in the Accounting Finance category
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