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Constantia: Compliance officer

Constantia: Compliance officer

Posted on 2025-04-17 00:00:00

Employer Unspecified
Category Legal
Location Cape Town City Centre  / Constantia

Job Summary

Responsibilities: Compiling of compliance and statistical reports to the business, clients and regulators Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan, including AML compliance monitoring Monitoring of the primary legislation impacting the business Analyse, interpret and implement new legislation Review of all marketing material in accordance with Board Notice 92 Address compliance queries from the business Managing compliance projects from start to finish Ensure the application of the TCF outcomes Maintain FAIS compliance procedures and manuals Maintaining the key individual / representative register Monitoring and reporting on all FAIS matters to the business and the regulator Advising on regulatory changes Minimum requirements: Financial services experience, preferable within the CIS environment Relevant qualification (i.e. law or relevant financial degree) FSCA registered compliance officer (with RE1 exam) Excellent Microsoft Office knowledge Regulatory, policy, product & industry knowledge (i.e. FICA, CISCA, FAIS, ASISA codes and standards)

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