Legal Compliance And Hr (Financial Services/Crypto/Banking)
Posted on 2025-02-16
Job Summary
Role Objectives:
To support the CEO and develop and maintain an effective legal, compliance, governance, policy management and human resource function within the organization. The role will focus on ensuring prudent management of legal risk across the business while overseeing compliance, legal frameworks, HR, and operational management.
Key
Responsibilities:
Legal:
Drafting and reviewing legal contracts Commercial and Human Resources
Managing internal legal document review and production
Maintaining the contract register (renewals, terminations, notices)
Custodian of the company risk register
Governance & Compliance:
Overseeing compliance with regulatory bodies like FSCA, SARB, FIC, and banking regulations
Liaising with external compliance advisors to ensure all regulatory requirements are met
Managing legal compliance for Companys Management (CIPRO, MOI compliance, Board Meetings, etc.)
HR & Policy Management:
Full HR service (onboarding, performance management, adherence to regulations)
Onboarding service providers and performing due diligence
Ensuring HR and compliance regulations are followed
Supporting the CEO and CFO with daily operations and strategy and oversee HR performance
Coordinating executive committee and board meetings, preparing agendas, minutes, and resolutions
Education & Qualifications
Degree in Law
Admitted Attorney
Minimum 5 years post-articles experience in a similar legal, compliance, and governance role
Skills & Experience
5+ years of experience in financial services, banking, fintech, or crypto
Strong background in legal in-house functions
Understanding of compliance requirements across financial services (FSCA, FIC, SARB, Banking)
Strong operational and managerial skills in HR and performance oversight
Excellent Excel skills, with the ability to work under pressure
Ability to pivot between legal, compliance, HR, and management functions as the business grows Genuine interest in crypto/financial services
Additional Requirements
This role suits someone who is a self-starter, capable of managing multiple tasks across different functions and departments
Reporting to CEO and CFO
Join our clients forward-thinking organization and integrate legal, compliance, governance, HR, and policy management to foster growth and efficiency. If you are passionate about financial services and have the prior experience to manage various functions, wed love to hear from you!
Legal Compliance And Hr (Financial Services/Crypto/Banking) position available in Western Cape, Cape Town. This job position was posted by Rory Mackie & Associates. The job has been posted as a premium ad on 2025-02-16 at 13:00:54 in the Finance Accounting category
Click Go Apply to apply online!
You might also like these jobs in the same area.
Apply directly for this position. Please read all instructions carefully.
We do not process job applications; we simply aggregate and display job listings.
More related positions
South Africa: Head Of Legal & Compliance
Functions: Responsible for managing and driving the complete contract lifecycle process. Responsible for managing legislative compliance requirements. Compliance reporting on non-adherence to policy incidences. Work with risk management to coordinate contr
View Job
Head Of Legal & Compliance
Centurion: Junior Compliance Officer – Immediatly posted by CCRSLEGAL
CCRS Legal is a multidisciplinary consulting services provider located in Pretoria. We specialize in Business, Tax, Legal, Research, Think tank, and Polling services for micro and medium enterprises. Emphasizing small beginnings as a roadmap to future succ
View Job
Junior Compliance Officer – Immediatly
Cape Town City Centre: Project Manager: Compliance, Legal & Risk
We are seeking a highly skilled Project Manager to work closely with Compliance, Legal, and Risk teams to oversee the selection, configuration, testing, and deployment of critical systems. This role will ensure these systems are seamlessly integrated with
View Job
Project Manager
Durban: Talent Specialist: Legal And Compliance
Our Client in the Automotive industry is seeking a temporary Talent Specialist: Legal and Compliance to join their team based in Durban. MINIMUM REQUIREMENTS Grade 12 LLB Admission as an attorney Ability to draft legal documents LLM Labour court appearance
View Job
Talent Specialist
Midrand: Legal And Compliance Officer
The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal
View Job
Legal And Compliance Officer
Johannesburg: Head Of Legal And Compliance
Qualifications and Experience: Bachelor of Laws degree Master s degree in commerce, Business Administration, Management, Law or related field Admitted Legal Practitioner Minimum of 5 years of relevant senior management experience, leading a function, inter
View Job
Head Of Legal And Compliance
Sandton: Head Of Legal And Compliance
JOB DESCRIPTION Strategic Alignment: Proactively direct and oversee the compliance function, ensuring that the organisation remains compliant with all relevant legal prescripts including legislation, regulations and directives. Collaborate with the executi
View Job
Head Of Legal And Compliance
Johannesburg: Legal, Compliance, And Company Secretarial Administrator posted by Curiska
Hiring: Legal, Compliance, and Company Secretarial Administrator Are you a newly qualified attorney with an LLB degree and a keen interest in corporate governance and compliance? We have the perfect opportunity for you! Our client is looking for a Legal, C
View Job
Legal, Compliance, And Company Secretarial Administrator
Johannesburg: Legal And Compliance Officer posted by Curiska
Hiring: Compliance AdministratorLocation: RosebankDepartment: Legal and Compliance Job Summary:This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Complian
View Job
Legal And Compliance Officer
Durban: Talent Specialist: Legal And Compliance posted by Tower Group
Our Client in the Automotive industry is seeking a temporary Talent Specialist: Legal and Compliance to join their team based in Durban.MINIMUM REQUIREMENTS Grade 12LLBAdmission as an attorneyAbility to draft legal documentsLLMLabour court appearanceCollec
View Job
Talent Specialist
Johannesburg: Legal And Compliance Manager posted by Dymaxa Recruitment
Our client, specializing in the labour relations industry in the Johannesburg region, is seeking a Legal & Compliance Manager, who would fit in well with their dynamic team. Reporting into the CEO on all matters.Qualifications and RequirementsLegal Man
View Job
Legal And Compliance Manager
Midrand: Legal And Compliance Officer posted by Top Vitae
The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal
View Job
Legal And Compliance Officer
Cape Town: Legal, Compliance And Governance – Half Day Role posted by Rory Mackie & Associates
ROLE OBJECTIVESTo develop and maintain an effective legal, compliance, governance, policy management, company secretarial and human resource function within the organisation and to ensure the prudent management of legal risk across the organisation.LEGAL D
View Job
Legal, Compliance And Governance – Half Day Role
Pretoria: Legal And Compliance Administrator posted by Profession Hub
Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients.Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, f
View Job
Legal And Compliance Administrator
Cape Town: Company Secretary & Compliance Officer/Legal posted by Profile Personnel
Well established national company are looking for a qualified and experienced applicant to manage the provision of company secretariat services to Executive Management and the Board and sub-committees, ensuring compliance with all applicable legislation, c
View Job
Company Secretary & Compliance Officer/Legal
Sandton: Legal And Compliance Officer posted by EMPIRE RECRUITMENT
An investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have:Three years post qualificationExcellent team working skillsAppetite to work with service providers in multiple jurisdictionsAppetite to take on new tasks
View Job
Legal And Compliance Officer
Cape Town: Project Manager: Compliance, Legal & Risk posted by IOCO
We are seeking a highly skilled Project Manager to work closely with Compliance, Legal, and Risk teams to oversee the selection, configuration, testing, and deployment of critical systems. This role will ensure these systems are seamlessly integrated with
View Job
Project Manager
Cape Town: Project Manager: Compliance, Legal & Risk posted by Blue Pearl PTY LTD
We are seeking a highly skilled Project Manager to work closely with Compliance, Legal, and Risk teams to oversee the selection, configuration, testing, and deployment of critical systems. This role will ensure these systems are seamlessly integrated with
View Job
Project Manager
Johannesburg: Legal And Compliance Officer
Hiring: Compliance Administrator Location: Rosebank Department: Legal and Compliance Job Summary: This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Compl
View Job
Legal And Compliance Officer
Johannesburg: Legal, Compliance, And Company Secretarial Administrator
Hiring: Legal, Compliance, and Company Secretarial Administrator Are you a newly qualified attorney with an LLB degree and a keen interest in corporate governance and compliance? We have the perfect opportunity for you Our client is looking for a Legal, Co
View Job
Legal, Compliance, And Company Secretarial Administrator
Gauteng: Head Of Legal & Compliance posted by Lexdan Select
Functions:Responsible for managing and driving the complete contract lifecycle process.Responsible for managing legislative compliance requirements.Compliance reporting on non-adherence to policy incidences.Work with risk management to coordinate contractu
View Job
Head Of Legal & Compliance
South Africa: Tax Compliance Supervisor (Legal Background) posted by Greys Recruitment
Location: Port ElizabethMust have all Requirements:Grade 12 with accounting as a subjectTax or other relevant qualifications with a decent track record of work experience (5 years)Experience in a tax environment is essentialRegistered Tax Practitioner or e
View Job
Tax Compliance Supervisor (Legal Background)
Umhlanga: Senior Compliance Legal Counsel – Umhlanga posted by Hire Resolve
DescriptionHire Resolve`s client in Umhlanga, is currently seeking a highly experienced and motivated Senior Compliance Legal Counsel to join their team. As a Senior Compliance Legal Counsel, you will be responsible for providing expert legal advice and gu
View Job
Senior Compliance Legal Counsel – Umhlanga
Johannesburg: Head Legal, Risk And Compliance posted by Salt Employee Benefits
RESPONSIBILITIES:Responsible for all compliance, governance and risk management structures of all Funds administered by SALT.Ensure proper implementation of legislative requirements across all Funds.Create awareness of compliance and foster a culture of co
View Job
Head Legal, Risk And Compliance
South Africa: Legal, Risk & Compliance Officer – Senior
Legal, Risk & Compliance Officer Senior POS25029 R 60 000.00 to R 80 000.00 per month Somerset West Position Overview: As the Legal, Risk and Compliance Officer in a software company registered as a TPPP with PASA, a credit bureau and system operator with
View Job
Legal, Risk & Compliance Officer – Senior