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Johannesburg: Junior Compliance Officer

Johannesburg: Junior Compliance Officer

Location
Gauteng

Job Type
Engineering

Job Description

This is more than just a role: Its a chance to be part of a company that values ethical leadership, regulatory excellence, and the kind of detail-oriented thinking that keeps the financial world turning smoothly. What Youll Bring: Were looking for someone with hands-on experience and working knowledge of: CISCA (Collective Investment Schemes Control Act) POPIA (Protection of Personal Information Act) FAIS (Financial Advisory and Intermediary Services Act Category I & II) FICA (Financial Intelligence Centre Act) If youre someone who thrives in a structured environment, loves solving regulatory puzzles, and wants to grow in a supportive, forward-thinking team, then this could be your next big move. Why Youll Love It Here: A culture of mentorship and continuous learning Exposure to high-impact projects A team that celebrates precision, collaboration, and heart Ready to take the next step in your compliance career? Lets build a safer, smarter financial future together.

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Posted in Jobs in Central Johannesburg, Jobs in Gauteng, Jobs in Johannesburg, Jobs in South Africa

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Johannesburg: Junior Compliance Officer

Johannesburg: Junior Compliance Officer

Location
Gauteng

Job Type
Unknown

Job Description

Overview: Our client, a well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing exceptional talent is critical to their long-term success. Their teams are composed of highly qualified, passionate, and market-savvy individuals who operate with honesty and integrity. The successful candidate will be assisting, and reporting to, the Head of Compliance. In addition, the successful candidate may report into other department heads. Requirements: Diligent, methodical, and detail-oriented in executing tasks Organised and able to follow structured compliance processes Willingness to learn and develop knowledge of regulatory frameworks Good interpersonal and communication skills to liaise with staff across departments Ability to work accurately under pressure and meet deadlines Key Deliverables: Assist with routine compliance monitoring in line with the compliance plan Perform sample testing of transactions, client files, and records against regulatory requirements Maintain compliance registers (e.g., breaches, complaints, conflicts, training) Assist in preparing reports for the Compliance Manager and regulatory authorities Support in tracking and recording staff regulatory training and fit & proper requirements Help coordinate internal audits, internal reviews, and information requests Escalate any non-compliance findings Keep updated compliance checklists and assist in monitoring implementation of corrective actions Qualifications and Competencies: A bachelor’s degree in any of the following fields: Law Accounting Economics Business Studies Management RE 1 and RE 3 – advantageous Knowledge of financial services laws: FAIS, FSRA, FICA, POCA, POCDATARA, CISCA, CoFI, POPIA and EU GDPR A keen interest in financial services, with a willingness to grow into a broader compliance role Extensive knowledge of industry and its trends with an eye towards the future Displays absolute integrity and honesty in all work-related interactions
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How to Apply

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Posted in Jobs in Central Johannesburg, Jobs in Gauteng, Jobs in Johannesburg, Jobs in South Africa

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