Senior Compliance Officer
Posted on 2025-04-10
Employer | Hire Resolve |
---|---|
Salary | 0 |
Category | Legal |
Location | Gauteng / Pretoria |
Job Summary
Hire Resolve is currently seeking a Senior Compliance Officer to join our client`s team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.
Responsibilities
- Outsourced compliance function delivered to financial services clients and other FICA-accountable
institutions. - Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
requirements. - Establish a culture of compliance and provide a compliance risk framework to clients.
- Assist clients to achieve the TCF outcomes.
- Perform all functions to the standard and deadlines set by Regional Manager.
- Provide clients with high quality, personalised and substantive reports.
- Include clients in compliance processes and provide post monitoring feedback.
- Maintain records as required by the business.
- Display behaviour and attitudes that positively contributes to the well-being and development of the
regional team, the company, and its clients. - Sourcing and signing up of new clients.
Requirements
- A Legal/Accounting/Financial degree or
- A FSCA (FSB) recognised qualification.
- Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
- Minimum 5 years experience in compliance or risk management within the financial services industry
Contact Hire Resolve for your next career-changing move today
- Our client is offering a highly competitive salary for this role based on experience.
- Apply for this role today, contact Michaela Boustred at Hire Resolve or on LinkedIn
- You can also visit the Hire Resolve website: hireresolve.us or email us your CV: Hire Resolve
Senior Compliance Officer position available in Gauteng, Pretoria. This job position was posted by Hire Resolve. The job has been posted as a char8000 ad on 2025-04-10 at 00:01:39 in the Legal category
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