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Pretoria: Senior Compliance Officer posted by Hire Resolve

Date 2024-12-26
Job Title Senior Compliance Officer
Employer Hire Resolve
More Information
Salary 0
Category Legal
Location Gauteng
/ Pretoria

Job Summary

Hire Resolve is currently seeking a Senior Compliance Officer to join our client`s team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.


Responsibilities 

  • Outsourced compliance function delivered to financial services clients and other FICA-accountable
    institutions.
  • Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
    requirements.
  • Establish a culture of compliance and provide a compliance risk framework to clients.
  • Assist clients to achieve the TCF outcomes.
  • Perform all functions to the standard and deadlines set by Regional Manager.
  • Provide clients with high quality, personalised and substantive reports.
  • Include clients in compliance processes and provide post monitoring feedback.
  • Maintain records as required by the business.
  • Display behaviour and attitudes that positively contributes to the well-being and development of the
    regional team, the company, and its clients.
  • Sourcing and signing up of new clients.


Requirements 

  • A Legal/Accounting/Financial degree or
  • A FSCA (FSB) recognised qualification.
  • Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
  • Minimum 5 years experience in compliance or risk management within the financial services industry

Contact Hire Resolve for your next career-changing move today

Posted in Jobs in Gauteng, Jobs in Pretoria

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