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Sandton: Compliance Guidance Officer Senior Product Compliance posted by The Focus Group

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Job Description

About The Role

The Focus Group, a large JSE listed financial services group, is seeking an experienced Compliance Guidance Officer to join its Product Compliance sub-team. As a key member of the team, you will play a vital role in ensuring the company’s compliance with regulatory requirements and managing risk. With a dynamic and fast-paced environment, we offer opportunities for smart, self-driven individuals to thrive.

Key Responsibilities

  • Implement the Group Compliance Framework relevant to applicable business units
  • Advise on processes and suitable control frameworks to implement strategic regulatory obligations
  • Provide strategic guidance and support to Business Units on new and changed regulatory obligations
  • Manage Regulatory Profile and engage with Executive Management on incidents and exposures relating to regulatory obligations
  • Develop and oversee reports, setting reporting standards for accurate pertinent compliance information
  • Project manage in support of compliance requirements, implementation of systems, procedures, policies, and training needs
  • Conduct Compliance monitoring across business units and assist management with identifying and evaluating compliance exposures and regulatory breaches
  • Engage with Regulators and other industry interest groups

Requirements

  • At least 3 years of compliance experience within the financial services industry
  • In-depth understanding of the Collective Investment Schemes Act, FAIS Act (especially Cat I, II, and III), and Long-Term Insurance Act as it relates to underwritten investments policies
  • Experience in drafting Compliance Risk Management Plans and conducting Compliance monitoring

Qualifications

  • Relevant tertiary qualification (preferably in the legal or commerce field)
  • Completed LLB Degree

How to Apply

Click the green “Go Apply” button below to apply directly online with the employer.

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About Other IT/Computer Jobs in Gauteng

The IT and computer industry is one of the most dynamic and growing sectors in Gauteng, with a thriving job market that offers a wide range of opportunities for career advancement.

In terms of salary ranges, IT professionals in Gauteng can expect to earn anywhere from R800 000 per annum for junior positions to over R2 million for senior executives. The average salary for software engineers is around R1.5 million, while data analysts can earn between R900 000 and R1.2 million. With experience and skills, IT professionals in Gauteng can expect significant salary increases, with some roles offering bonuses and benefits that can increase their overall remuneration.

To succeed in the IT industry in Gauteng, candidates need to possess a range of key skills, including programming languages such as Java, Python, and C++, as well as experience with databases, cloud computing, and cybersecurity. Strong problem-solving skills, attention to detail, and excellent communication skills are also essential for success in this field. Additionally, knowledge of ITIL (Information Technology Infrastructure Library) and Agile methodologies can be highly valued by employers.

Several major companies and industries in Gauteng are currently hiring IT professionals, including technology firms such as Microsoft, IBM, and Oracle, as well as banks and financial institutions like Standard Bank and Nedbank. The finance industry is also a significant employer of IT staff, with roles ranging from software development to data analytics and cybersecurity.

Career growth opportunities are abundant in the IT industry in Gauteng, with many companies investing heavily in employee training and development programs. With experience and skills, IT professionals can move into senior leadership positions or start their own businesses, while also pursuing further education and certifications. The Johannesburg Stock Exchange (JSE) is also a significant employer of IT staff, with roles ranging from software development to data analytics and cybersecurity.

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Overall, the IT industry in Gauteng offers a wide range of exciting career opportunities for job seekers with the right skills and experience. With salaries that are competitive with those offered by major companies globally, there has never been a better time to pursue a career in this dynamic and rapidly evolving field.


This information provides general career guidance. Actual salaries and requirements vary by employer.



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