Compliance Officer
Posted on 2025-03-29
| Employer | Arvo |
|---|---|
| Salary | 30000 |
| Category | Finance Accounting |
| Location | Western Cape / Stellenbosch |
Job Summary
Our client, in the Finance sector based in Stellenbosch is looking for a Compliance Officer to join their dynamic team.
Overview:
They are seeking a highly skilled and detail-oriented Compliance Officer to oversee and manage all their compliance functions. The successful candidate will ensure that the companies operate in full compliance with applicable financial regulations, including South Africa`s regulatory framework for foreign exchange and crypto assets. The Compliance Officer will play a crucial role in ensuring regulatory adherence, mitigating risks, and promoting a culture of compliance within the organization.
Key
Responsibilities:
- Regulatory Compliance:
- Ensure compliance with South African financial regulations, including the Financial Intelligence Center Act (FICA), Exchange Control Regulations, and the Conduct of Financial Institutions (COFI) Bill.
- Monitor regulatory changes and provide guidance on their impact on business operations.
- Manage licensing and regulatory reporting requirements to the Financial Sector Conduct Authority (FSCA) and South African Reserve Bank (SARB).
Risk Management:
-
- Identify, assess, and mitigate compliance risks across both companies.
- Develop, implement, and maintain a robust risk management framework.
- Conduct regular compliance audits and assessments.
- Policies and Procedures:
- Develop and update compliance policies and procedures to align with regulatory requirements.
- Implement training programs to ensure staff awareness and understanding of compliance obligations.
- Enforce adherence to internal policies through monitoring and reporting mechanisms.
- AML and KYC Oversight:
- Oversee Anti-Money Laundering (AML) and Know Your Customer (KYC) processes.
- Ensure effective due diligence procedures are in place for clients and counter parties.
- Report suspicious activities to the Financial Intelligence Center (FIC) as required.
- Advisory and Stakeholder Engagement:
- Act as the primary point of contact for regulatory bodies and auditors.
- Provide compliance advice to internal stakeholders, including management and operational teams.
- Collaborate with legal counsel on compliance-related matters.
- Liaise with external stakeholders, including banks, regulatory authorities, and service providers.
- Training and Awareness:
- Conduct regular compliance training for employees to ensure regulatory adherence.
- Foster a strong compliance culture within the organization.
Qualifications and Experience:
- Bachelor`s degree in Law, Finance, Business Administration, or a related field.
- A recognized compliance certification (e.g., ICA, CISA, CAMS) is advantageous.
- Minimum of 5 years of experience in a compliance role within the financial services industry.
- Experience in foreign exchange, crypto assets, and financial services compliance preferred.
- Strong knowledge of South African regulatory frameworks, including FICA, AML, and exchange control regulations.
Skills and Competencies:
- Excellent understanding of financial compliance requirements and best practices.
- Strong analytical and problem-solving skills.
- Ability to work independently and manage multiple priorities.
- Exceptional communication and interpersonal skills.
- Proficiency in compliance-related software and reporting tools.
- High level of integrity, ethics, and confidentiality.
Area: Stellenbosch
Salary offered: R30 000 000 R40 000 per month. (depending on number of years experience)
Starting date: As soon as possible.
Please apply online for this position if you meet the above-mentioned requirements.
Please assume that your application was unsuccessful if you do not receive any feedback within 4 weeks.
Compliance Officer position available in Western Cape, Stellenbosch. This job position was posted by Arvo . The job has been posted as a premium ad on 2025-03-29 at 13:07:45 in the Finance Accounting category
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