Midrand: Compliance Officer

Responsibilities: Compiling of compliance and statistical reports to the business, clients and regulators Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan Monitoring of the primary legislation impacting the business Analyse, interpret and implement new legislation Address compliance queries from the business Managing compliance projects from start to finish Ensure the application of the TCF outcomes Maintain FAIS compliance procedures and manuals Maintaining the key individual / representative register Monitoring and reporting on all FAIS matters to the business and the regulator Minimum requirements: Relevant qualification such as B Com Law or LLB Must be a registered and FSCA Compliance Officer (CAT 1), preferably CAT II RE 1 Certificate 4 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Relevant knowledge, skills and corporate compliance experience