A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

• Compile compliance and statistical reports to the business, clients, and regulators

• Ensure implementation and maintenance of the compliance risk management and monitoring plan

• Monitor primary legislation impacting the business

• Analyse, interpret, and implement new legislation

• Review all marketing material in accordance with Board Notice 92

• Address compliance queries from the business

• Manage compliance projects from start to finish

• Ensure the application of Treating Customers Fairly (TCF) outcomes

• Maintain FAIS compliance procedures and manuals

• Maintain the key individual / representative register

• Monitor and report on all FAIS matters to the business and the regulator

Requirements

• Relevant qualification such as BCom Law or LLB

• Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

• RE 1 Certificate

• 34 years compliance experience in the financial services industry

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

• Strong corporate compliance knowledge and skills

• Own transport and valid drivers licence (travel to adviser offices required)

• Computer literacy in MS Office

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • Send me your CV on (***)***-****31 (Whatsapp)
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

• Compile compliance and statistical reports to the business, clients, and regulators

• Ensure implementation and maintenance of the compliance risk management and monitoring plan

• Monitor primary legislation impacting the business

• Analyse, interpret, and implement new legislation

• Review all marketing material in accordance with Board Notice 92

• Address compliance queries from the business

• Manage compliance projects from start to finish

• Ensure the application of Treating Customers Fairly (TCF) outcomes

• Maintain FAIS compliance procedures and manuals

• Maintain the key individual / representative register

• Monitor and report on all FAIS matters to the business and the regulator

Requirements

• Relevant qualification such as BCom Law or LLB

• Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

• RE 1 Certificate

• 34 years compliance experience in the financial services industry

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

• Strong corporate compliance knowledge and skills

• Own transport and valid drivers licence (travel to adviser offices required)

• Computer literacy in MS Office

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • Send me your CV on (***)***-****31 (Whatsapp)
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

• Compile compliance and statistical reports to the business, clients, and regulators

• Ensure implementation and maintenance of the compliance risk management and monitoring plan

• Monitor primary legislation impacting the business

• Analyse, interpret, and implement new legislation

• Review all marketing material in accordance with Board Notice 92

• Address compliance queries from the business

• Manage compliance projects from start to finish

• Ensure the application of Treating Customers Fairly (TCF) outcomes

• Maintain FAIS compliance procedures and manuals

• Maintain the key individual / representative register

• Monitor and report on all FAIS matters to the business and the regulator

Requirements

• Relevant qualification such as BCom Law or LLB

• Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

• RE 1 Certificate

• 34 years compliance experience in the financial services industry

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

• Strong corporate compliance knowledge and skills

• Own transport and valid drivers licence (travel to adviser offices required)

• Computer literacy in MS Office

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • Send me your CV on (***)***-****31 (Whatsapp)
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

• Compile compliance and statistical reports to the business, clients, and regulators

• Ensure implementation and maintenance of the compliance risk management and monitoring plan

• Monitor primary legislation impacting the business

• Analyse, interpret, and implement new legislation

• Review all marketing material in accordance with Board Notice 92

• Address compliance queries from the business

• Manage compliance projects from start to finish

• Ensure the application of Treating Customers Fairly (TCF) outcomes

• Maintain FAIS compliance procedures and manuals

• Maintain the key individual / representative register

• Monitor and report on all FAIS matters to the business and the regulator

Requirements

• Relevant qualification such as BCom Law or LLB

• Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

• RE 1 Certificate

• 34 years compliance experience in the financial services industry

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

• Strong corporate compliance knowledge and skills

• Own transport and valid drivers licence (travel to adviser offices required)

• Computer literacy in MS Office

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • Send me your CV on (***)***-****31 (Whatsapp)
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

• Compile compliance and statistical reports to the business, clients, and regulators

• Ensure implementation and maintenance of the compliance risk management and monitoring plan

• Monitor primary legislation impacting the business

• Analyse, interpret, and implement new legislation

• Review all marketing material in accordance with Board Notice 92

• Address compliance queries from the business

• Manage compliance projects from start to finish

• Ensure the application of Treating Customers Fairly (TCF) outcomes

• Maintain FAIS compliance procedures and manuals

• Maintain the key individual / representative register

• Monitor and report on all FAIS matters to the business and the regulator

Requirements

• Relevant qualification such as BCom Law or LLB

• Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

• RE 1 Certificate

• 34 years compliance experience in the financial services industry

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

• Strong corporate compliance knowledge and skills

• Own transport and valid drivers licence (travel to adviser offices required)

• Computer literacy in MS Office

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • Send me your CV on (***)***-****31 (Whatsapp)
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future