Cape Town City Centre: Compliance Officer

Conducting Know Your Customer (KYC) due diligence on new clients and partners Performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients and supporting ongoing suspicious activity monitoring Ensuring all transfers comply with their AML policy Conducting risk assessments for new and existing clients to identify potential compliance risks Completing onboarding processes with partners ahead of investment activity Supporting regulatory reporting Maintaining compliance registers, such as financial promotions, complaints, and training registers, and ensuring orderly record-keeping of compliance activities Supporting the delivery and management of company compliance training Contributing to the optimization of compliance workflows and processes Skills & Experience: 5 years experience Detail orientated Deadline driven Excellent organizational and time management skills Qualification: Diploma or Degree Contact BRITNEY HATTINGH on