Our client, a leading player in the investments and asset management industry, is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving, client-focused environment.

Key responsibilities:

• Overseeing compliance frameworks specific to investments and asset management
• Monitoring adherence to FIC, FAIS, AML, POPIA, and other regulatory requirements
• Providing compliance guidance to portfolio managers, investment teams, and leadership
• Managing compliance monitoring programmes, reporting, and regulatory submissions
• Driving training and awareness initiatives across the business
• Identifying and addressing compliance risks while supporting best-practice governance

Job Experience and Skills Required:

• Proven compliance experience within investments, asset management, or financial services
• Strong knowledge of relevant legislation, including FAIS, FICA, and AML requirements
• Solid understanding of investment products, processes, and client mandates
• LLB

This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility, helping shape compliance strategies that support both regulatory integrity and business performance..

Apply now!

For more exciting (Finance/ Engineering/ IT / Supply Chain / Commercial & C-Suite) vacancies, please visit: www.********.co.za

I also specialize in recruiting in the following:

• Governance, Risk, Compliance, Company Secretary, Audit and Legal

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

For more information, contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn! www.********.co.za

Our client, a leading player in the investments and asset management industry, is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving, client-focused environment.

Key Responsibilities:

• Overseeing compliance frameworks specific to investments and asset management
• Monitoring adherence to FIC, FAIS, AML, POPIA, and other regulatory requirements
• Providing compliance guidance to Portfolio Managers, investment teams, and leadership
• Managing compliance monitoring programmes, reporting, and regulatory submissions
• Driving training and awareness initiatives across the business
• Identifying and addressing compliance risks while supporting best-practice governance

Job Experience and Skills Required:

• Proven compliance experience within investments, asset management, or financial services
• Strong knowledge of relevant legislation, including FAIS, FICA, and AML requirements
• Solid understanding of investment products, processes, and client mandates
• LLB

This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility, helping shape compliance strategies that support both regulatory integrity and business performance.

Apply now!

For more exciting Finance vacancies, please visit: www.********.co.za

I also specialize in recruiting in the following:

• Governance
• Risk
• Compliance
• Company Secretary
• Audit
• Legal

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

For more information, contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn! www.********.co.za