Job Description
Compliance Advisory Officer Sandton, Johannesburg
Provide day-to-day compliance advisory support to the business, ensuring products, distribution activities, marketing, client communications, and operational processes align with applicable South African regulatory requirements and internal policies. Assist with implementing regulatory changes, supporting governance forums, and promoting a strong compliance culture across the firm.
Salary: Market Related
Minimum requirements
- Bachelors degree (Law, Finance, Accounting, Business, Risk/Compliance or similar).
- Compliance-related qualification/membership (e.g., Compliance Institute Southern Africa)
- 35 years compliance experience within financial services, ideally investments/wealth/asset management.
- Prior exposure to investment products/structures (unit trusts, discretionary mandates, platforms, retirement products).
- Working knowledge of relevant South African regulations/standards such as: FAIS and FSCA conduct expectations
- FICA (KYC/CDD basics and interaction with onboarding)
- POPIA (privacy obligations relevant to client data)
- CISCA/Collective Investment Schemes, and general FSCA licensing conditions
- Experience reviewing financial promotions/marketing material and client-facing disclosures is advantageous.
Key responsibilities
- Compliance advisory to business stakeholders
- Product, distribution & client journey oversight
- Regulatory change support
- Governance, reporting & escalation
- Training & compliance culture
- Support monitoring, audits and regulatory engagements (as required)
Please apply online
FROGG Recruitment
How to Apply
Click the green “Go Apply” button below to apply directly online with the employer.
About Other Finance/Accounting Jobs in Gauteng
The finance and accounting sector is a significant contributor to the economy of Gauteng, South Africa, providing numerous opportunities for professionals looking to advance their careers. With major financial institutions, banks, and multinational corporations based in the province, there is a high demand for skilled finance and accounting professionals.
Salary ranges in Gauteng are generally in line with national averages, but can vary depending on factors such as industry, company size, and level of experience. According to recent job postings, average salary ranges for finance and accounting positions in Gauteng include:
R250 000 – R350 000 per annum for junior finance professionals
R400 000 – R600 000 per annum for experienced accountants
R700 000 – R1 200 000 per annum for senior finance managers
Key skills required for success in the finance and accounting sector in Gauteng include:
Financial planning and analysis
Accounting standards and compliance (e.g. IFRS)
Data analytics and reporting
Communication and interpersonal skills
Budgeting and forecasting
Risk management
Business acumen and strategic thinking
Major employers in the finance and accounting sector in Gauteng include:
Standard Bank, one of South Africa’s largest banks, with its headquarters located in Sandton, Johannesburg.
Multinational corporations such as IBM, which has a significant presence in the province, and Unilever, a leading consumer goods company.
The Johannesburg Stock Exchange (JSE), which is also based in the province and provides opportunities for finance professionals to work in investment banking and stockbroking.
Career growth opportunities are available in the finance and accounting sector in Gauteng, with many companies investing in training and development programs to support their employees’ career progression. Senior finance managers can move into executive roles, while experienced accountants can take on leadership positions or start their own businesses. Additionally, the JSE offers a range of training programs and certifications for finance professionals, such as the Certified Financial Analyst (CFA) program.
Overall, the finance and accounting sector in Gauteng presents numerous opportunities for career advancement and professional growth, with a high demand for skilled professionals and competitive salary ranges.
This information provides general career guidance. Actual salaries and requirements vary by employer.
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