Job Description
About the Role
Fouche & Co Recruitment is seeking an experienced Compliance Monitoring Officer to join their team in Gauteng. Our client operates within the financial services sector, providing advisory and investment solutions supported by strong governance practices. They maintain a robust regulatory environment and are committed to ethical, compliant, and customer-focused operations. The organisation values structured oversight and continuous improvement across all business functions.
Key Responsibilities
- Conduct ongoing monitoring of advice and discretionary investment services to assess compliance with regulatory and internal requirements.
- Review Category II investment activities, ensuring mandate alignment, investment limits, and governance adherence.
- Monitor compliance with investment strategies, mandate thresholds, and variance reports.
- Ensure advice and investment practices align with Treating Customers Fairly (TCF) outcomes.
- Analyse advice monitoring results and escalate identified concerns.
- Identify, investigate, and document potential compliance breaches or irregularities.
- Support the development and enhancement of the regulatory compliance monitoring plan.
- Provide compliance guidance to internal teams, including advisory and operational functions.
- Participate in compliance and advice risk committee engagements.
- Maintain compliance records, reports, and procedural documentation.
- Assist in preparing reports for leadership, governance forums, and regulatory reviews.
Requirements
- Relevant degree in law, finance, or compliance (required)
- Proficiency in MS Office (required)
- Postgraduate compliance or risk qualification (advantageous)
- CISA CPrac or CProf designation (advantageous)
- Minimum 3 years’ compliance monitoring experience within a Category I and II financial services environment
- Knowledge of compliance frameworks, advice monitoring, and investment mandate oversight
Qualifications
- Completed relevant degree in law, finance, or compliance
- Proficiency in MS Office software
- Postgraduate compliance or risk qualification (desirable)
Salary & Benefits
- R27 000 – R30 000 monthly
About Clerical Insurance Jobs in Gauteng
In the Gauteng region of South Africa, Clerical Insurance positions are generally found within various industries, including those involved in financial services, technology, and other sectors where insurance-related functions are commonly required. Typically, these roles involve administrative tasks such as data entry, policy administration, and customer service, with an emphasis on ensuring accurate and timely processing of claims and policy information.
The salary range for Clerical Insurance positions in Gauteng can vary widely depending on factors such as experience, company size, and industry sector. Generally, salaries tend to be higher in larger corporations and those operating within the financial services sector. Typically, Clerical Insurance roles offer a broad salary range, with common estimates ranging from R400 000 to R800 000 per annum for entry-level positions. However, it’s essential to note that actual salaries can vary significantly depending on individual circumstances.
Common skills required for Clerical Insurance roles include proficiency in Microsoft Office applications, excellent communication and interpersonal skills, attention to detail, and ability to work accurately under pressure. Other important skills often include basic knowledge of insurance principles, experience with claims processing software, and the ability to maintain confidentiality when handling sensitive information. In some cases, working knowledge of accounting or bookkeeping principles may also be beneficial.
Clerical Insurance roles can be found in various industries, including financial services sector, technology industry, manufacturing sector, and more. The common thread among these sectors is often a need for efficient and accurate processing of claims and policy information. Within the financial services sector, Clerical Insurance roles may focus on policy administration, claims handling, or customer service, while in the technology industry, roles may involve data analysis, risk assessment, or compliance.
For those interested in pursuing a career as a Clerical Insurance professional, opportunities for career development exist within these industries. Typically, career progression paths include moving from entry-level positions to senior administrative roles, gaining experience and developing advanced skills such as risk management or policy development. With time and experience, professionals in this field may also be eligible for leadership positions or specialized roles that focus on compliance, quality assurance, or training and development.
This information provides general career guidance. Actual salaries and requirements vary by employer.
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