Menu Close

Gauteng: Monitoring Officer (Compliance) posted by Fouche & Co Recruitment

Advertisement



Job Description

Our client operates within the financial services sector, providing advisory and investment solutions supported by strong governance practices. They maintain a robust regulatory environment and are committed to ethical, compliant, and customer-focused operations. The organisation values structured oversight and continuous improvement across all business functions.

In this role, you will be responsible for ongoing monitoring of advisory and discretionary investment activities. You will ensure adherence to regulatory requirements, internal policies, and advice quality standards. The position plays a key role in identifying compliance risks, supporting governance processes, and enhancing the organisation’s monitoring frameworks. You will work closely with internal stakeholders to provide guidance, escalate concerns, and maintain accurate compliance documentation.

Key Responsibilities: 

  • Conduct ongoing monitoring of advice and discretionary investment services to assess compliance with regulatory and internal requirements.
  • Review Category II investment activities, ensuring mandate alignment, investment limits, and governance adherence.
  • Monitor compliance with investment strategies, mandate thresholds, and variance reports.
  • Ensure advice and investment practices align with Treating Customers Fairly (TCF) outcomes.
  • Analyse advice monitoring results and escalate identified concerns.
  • Identify, investigate, and document potential compliance breaches or irregularities.
  • Support the development and enhancement of the regulatory compliance monitoring plan.
  • Provide compliance guidance to internal teams, including advisory and operational functions.
  • Participate in compliance and advice risk committee engagements.
  • Maintain compliance records, reports, and procedural documentation.
  • Assist in preparing reports for leadership, governance forums, and regulatory reviews.
View Job  South Africa: Credit Controller posted by Stratogo

Key Attributes: 

  • Strong attention to detail
  • Analytical and methodical approach
  • Able to work independently and meet deadlines
  • Strong communication skills
  • Critical thinking and organizational capability

Requirements: 

  • Relevant degree in law, finance, or compliance (required)
  • Proficiency in MS Office (required)
  • Postgraduate compliance or risk qualification (advantageous)
  • CISA CPrac or CProf designation (advantageous)
  • Minimum 3 years’ compliance monitoring experience within a Category I and II financial services environment
  • Knowledge of compliance frameworks, advice monitoring, and investment mandate oversight
  • Understanding of discretionary investment processes, TAA monitoring, and CAT II requirements
  • Knowledge of FAIS, FICA, Collective Investment Schemes Control Act, and broader compliance risk principles
  • Experience managing audit findings

Remuneration: 
R27 000 – R30 000 monthly 

**Please note that only shortlisted candidates will be contacted** 



GO APPLY NOW

Safe & secure application process

Advertisement


Advertisement



Get Similar Job Alerts
Enter your WhatsApp number (e.g., +27740908132)
You'll receive alerts for new jobs in Gauteng, Gauteng


View Job  Pinetown: Technical Sales Engineer posted by Fouche & Co Recruitment
Job Seeker Tip

Set up job alerts on major job boards to be notified of new opportunities quickly.

How to Apply

Click “GO APPLY NOW” to visit the company’s application page.
Follow their instructions carefully.

JVR Jobs connects you with employers – we don’t process applications directly.

Latest Job Opportunities

Cape Town: Warehouse Controller posted by Hire Resolve

Jobs in Cape Peninsula February 14, 2026
Hire Resolve Other Clearing and Forwarding

Join our clients team as a Warehouse Controller in Parklands, Cape Town, where your experience in pharmaceutical warehousing and distribution…

View Job

Paarl: Sea Freight Controller posted by Hire Resolve

Jobs in Cape Winelands February 14, 2026
Hire Resolve Other Clearing and Forwarding

Our client, a prominent agricultural exporter, is seeking a Sea Freight Controller for their logistics operations in Paarl. This role…

View Job

Stellenbosch: Accountant

Jobs in Cape Winelands February 14, 2026
Accounting Finance

My client is looking for a driven and detail-oriented Accountant to play a key role in strengthening financial governance, reducing…

View Job

Western Cape: Executive Personal Assistant & Property Administrator posted by Persona Staff

Jobs in South Africa February 14, 2026
Persona Staff Property Administrator

Key Responsibilities: Personal Assistant and Executive Support (Primary Focus) Diary and Calander management, setting up of appointments and reminders,...

View Job  Richards Bay: Lodge Maintenance Assistant posted by Fouche & Co Recruitment
View Job

Cape Town: Quality Officer posted by Hire Resolve

Jobs in Cape Peninsula February 14, 2026
Hire Resolve Other Engineering

Hire Resolves client is looking for a Quality Officer to join their team in Cape Town. The Quality Officer is…

View Job

Johannesburg: Financial Manager

Jobs in Central Johannesburg February 14, 2026
Accounting Finance

This is an excellent opportunity for a young finance professional looking to contribute strategically within a dynamic, technically driven environment.…

View Job

Browse Employers

View All

Job Alerts


Share this to someone who needs a job:
Posted in Jobs in Gauteng, Jobs in South Africa

More Jobs in Your Area