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Cape Town City Centre: Compliance Associate

Cape Town City Centre: Compliance Associate

Posted on 2025-06-17 00:00:00

Job Summary

Carry out KYC checks for new clients and partners, verifying documentation and managing onboarding records Conduct Customer and Enhanced Due Diligence for higher-risk profiles, including politically exposed persons (PEPs) Monitor transactions to detect suspicious activity and ensure adherence to AML policies Perform risk assessments on both new and existing clients to support informed decision-making Contribute to timely and accurate regulatory reporting requirements Manage and update compliance registers and ensure all documentation is well maintained Support the delivery of internal compliance training and help enhance overall compliance procedure Skills & Experience: Confident communicator with strong interpersonal skills and the professionalism to represent the firm externally Sharp attention to detail, with excellent analytical thinking and a solutions-focused mindset Proactive and self-motivated, able to take initiative and work independently in a fast-paced setting Highly organized, capable of juggling multiple tasks and meeting deadlines with minimal oversight Tech-savvy and enthusiastic about learning new tools and systems While prior compliance experience is advantageous, a solid understanding of financial services or regulation is expected and valued Qualification: Related experience Degree in investment management Contact Refiloe Mofokeng on

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Posted in Jobs in Cape Town City Centre, Jobs in Cape Town Region

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Cape Town City Centre: Compliance Associate

Cape Town City Centre: Compliance Associate

Posted on 2025-06-06 00:00:00

Job Summary

As a Compliance Associate, you will be at the heart of the firms onboarding and monitoring functions. Youll collaborate across teamsincluding Investments, Investor Relations, and Paymentsas well as with external partners to ensure regulatory compliance and operational excellence. This role offers a unique chance to gain hands-on experience across a wide range of compliance activities in a fast-paced, mission-driven environment Key Responsibilities Conduct KYC due diligence on new clients and partners, verifying identity documentation and managing related records Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients, including PEPs Monitor ongoing transactions for suspicious activity and ensure AML policy compliance Execute risk assessments for new and existing clients Support regulatory reporting processes Maintain key compliance registers and documentation, ensuring proper record-keeping Assist in delivering compliance training and improving internal compliance processes Skills & Experience: Exceptional communication and interpersonal skills with the confidence to represent the organization professionally Detail-oriented with strong analytical and problem-solving skills Self-starter with a proactive mindset and the ability to work independently in a fast-moving environment Organized and capable of managing multiple priorities with minimal supervision Comfortable with technology and eager to adopt new tools and systems While direct experience in asset management or financial regulation is not required, a general understanding of the industry is expected. Prior compliance experience is preferred Qualification: Related experience or a degree in investment management Please share your profile with me on

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