A leading insurance company is seeking a Category I Compliance Officer to join their team in Johannesburg. Reporting to the Head of Compliance: Distribution, you will be responsible for implementing relevant legislation and regulations, ensuring compliance across the business, and driving quality assurance initiatives.

Responsibilities

• Compile compliance and statistical reports for the business, clients, and regulators.

• Ensure implementation and maintenance of the compliance risk management and monitoring plan.

• Monitor primary legislation impacting the business.

• Analyse, interpret, and implement new legislation.

• Review all marketing material in accordance with Board Notice 92.

• Address compliance queries from the business.

• Manage compliance projects from start to finish.

• Ensure the application of Treating Customers Fairly (TCF) outcomes.

• Maintain FAIS compliance procedures and manuals.

• Maintain the key individual/representative register.

• Monitor and report on all FAIS matters to the business and regulators.

Requirements

• Relevant qualification: BCom Law or LLB.

• Must be a registered FSCA Compliance Officer (CAT I); CAT II preferred.

• RE 1 Certificate.

• 3 4 years compliance experience in the financial services or insurance industry.

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules.

• Corporate compliance experience with relevant skills.

• Own transport and valid drivers license (for travel to Adviser offices).

• Computer literate in MS Office.

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 
  • If you are currently working as a Compliance Officer in a Financial Services Provider (FSP), please send your CV via WhatsApp to (***)***-****31.

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A leading insurance company is seeking a Category I Compliance Officer to join their team in Johannesburg. Reporting to the Head of Compliance: Distribution, you will be responsible for implementing relevant legislation and regulations, ensuring compliance across the business, and driving quality assurance initiatives.

Responsibilities

• Compile compliance and statistical reports for the business, clients, and regulators.

• Ensure implementation and maintenance of the compliance risk management and monitoring plan.

• Monitor primary legislation impacting the business.

• Analyse, interpret, and implement new legislation.

• Review all marketing material in accordance with Board Notice 92.

• Address compliance queries from the business.

• Manage compliance projects from start to finish.

• Ensure the application of Treating Customers Fairly (TCF) outcomes.

• Maintain FAIS compliance procedures and manuals.

• Maintain the key individual/representative register.

• Monitor and report on all FAIS matters to the business and regulators.

Requirements

• Relevant qualification: BCom Law or LLB.

• Must be a registered FSCA Compliance Officer (CAT I); CAT II preferred.

• RE 1 Certificate.

• 3 4 years compliance experience in the financial services or insurance industry.

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules.

• Corporate compliance experience with relevant skills.

• Own transport and valid drivers license (for travel to Adviser offices).

• Computer literate in MS Office.

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 
  • If you are currently working as a Compliance Officer in a Financial Services Provider (FSP), please send your CV via WhatsApp to (***)***-****31.

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A leading insurance company is seeking a Category I Compliance Officer to join their team in Johannesburg. Reporting to the Head of Compliance: Distribution, you will be responsible for implementing relevant legislation and regulations, ensuring compliance across the business, and driving quality assurance initiatives.

Responsibilities

• Compile compliance and statistical reports for the business, clients, and regulators.

• Ensure implementation and maintenance of the compliance risk management and monitoring plan.

• Monitor primary legislation impacting the business.

• Analyse, interpret, and implement new legislation.

• Review all marketing material in accordance with Board Notice 92.

• Address compliance queries from the business.

• Manage compliance projects from start to finish.

• Ensure the application of Treating Customers Fairly (TCF) outcomes.

• Maintain FAIS compliance procedures and manuals.

• Maintain the key individual/representative register.

• Monitor and report on all FAIS matters to the business and regulators.

Requirements

• Relevant qualification: BCom Law or LLB.

• Must be a registered FSCA Compliance Officer (CAT I); CAT II preferred.

• RE 1 Certificate.

• 3 4 years compliance experience in the financial services or insurance industry.

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules.

• Corporate compliance experience with relevant skills.

• Own transport and valid drivers license (for travel to Adviser offices).

• Computer literate in MS Office.

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 
  • If you are currently working as a Compliance Officer in a Financial Services Provider (FSP), please send your CV via WhatsApp to (***)***-****31.

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future

A leading insurance company is seeking a Category I Compliance Officer to join their team in Johannesburg. Reporting to the Head of Compliance: Distribution, you will be responsible for implementing relevant legislation and regulations, ensuring compliance across the business, and driving quality assurance initiatives.

Responsibilities

• Compile compliance and statistical reports for the business, clients, and regulators.

• Ensure implementation and maintenance of the compliance risk management and monitoring plan.

• Monitor primary legislation impacting the business.

• Analyse, interpret, and implement new legislation.

• Review all marketing material in accordance with Board Notice 92.

• Address compliance queries from the business.

• Manage compliance projects from start to finish.

• Ensure the application of Treating Customers Fairly (TCF) outcomes.

• Maintain FAIS compliance procedures and manuals.

• Maintain the key individual/representative register.

• Monitor and report on all FAIS matters to the business and regulators.

Requirements

• Relevant qualification: BCom Law or LLB.

• Must be a registered FSCA Compliance Officer (CAT I); CAT II preferred.

• RE 1 Certificate.

• 3 4 years compliance experience in the financial services or insurance industry.

• Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules.

• Corporate compliance experience with relevant skills.

• Own transport and valid drivers license (for travel to Adviser offices).

• Computer literate in MS Office.

Benefits

• Salary: Based on experience and qualifications.

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: *****@*****.co.za
  • Please use “Compliance Officer” as your subject line when applying via email 
  • If you are currently working as a Compliance Officer in a Financial Services Provider (FSP), please send your CV via WhatsApp to (***)***-****31.

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future