Menu Close

Johannesburg: Compliance Officer posted by The Recruitment Council

Date 2024-12-09
Job Title Compliance Officer
Employer The Recruitment Council
More Information
Salary 0
Category Professions
Location Gauteng
/ Johannesburg

Job Summary

Compliance Officer position. Reporting to the Head: Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and stockbroking).

Responsibilities:

Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain the key individual / representative register Ensure compliance records are up to date Review and resolve Fit and Proper queries Maintain the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices

Minimum

Requirements:

Relevant qualification such as BCom Law or LLB Must be a registered and FSCA Compliance Officer (CAT 1) RE 1 Certificate 1 3 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and rules Relevant knowledge, skills and corporate compliance experience Relevant experience working with Financial Advisers / Financial Planners Computer literate in MS Office Competencies required: Interpersonal, communication and report writing skills Ability to work independently and as part of team Ability to operate in a high-performance environment at different levels Client relationship building skills.
Compliance Officer position available in Gauteng, Johannesburg. This job position was posted by The Recruitment Council. The job has been posted as a premium ad on 2024-12-09 at 13:40:19 in the Professions category

Click Go Apply to apply online!


You might also like to look at the available jobs in the same area.

Apply directly on jobmail for this position
Some posts have contact information included with other instructions. All applicants are urged to read the instructions carefully.
We will list jobs at the bottom of each job, so feel free to scroll down and continue your search.

We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.


Here are some more related positions


Hermanus: Risk And Compliance Officer

Title: Risk and Compliance Officer Our client, based in Hermanus, is looking to hire an Risk and Compliance Officer to join their company, in the financial industry , as soon as possible. Job Summary: This role focuses on overseeing and managing compliance


View Job
Risk And Compliance Officer

South Africa: Jse Risk And Compliance Officer | Cape Town

Job Title: JSE Risk and Compliance Officer Location: Westlake, Cape Town Reporting Line: Chief Operating Officer Job Summary: The JSE Risk and Compliance Officer plays a critical role in ensuring that the organization adheres to all applicable legislation,


View Job
Jse Risk And Compliance Officer | Cape Town

Hermanus: Risk And Compliance Officer

Role: Risk & Compliance Officer Location: Hermanus - Overberg, Western Cape Salary: To be Discussed Whats In It for You? Impact : Youll play a crucial role in maintaining the companys compliance with key regulations such as FICA, FAIS, and the PoPI Act, an


View Job
Risk And Compliance Officer

Cape Town City Centre: Senior Customs Compliance Officer Cpt

My client from a Freight Forwarding Company is seeking a Senior Compliance Officer to join their team in CPT Responsibilities: Customs Penalty Payments daily Pay the deferment statements Pay customs duties when the deferment account is depleted Pay customs


View Job
Senior Customs Compliance Officer Cpt

Johannesburg: Compliance Officer

Compliance Officer Sandton Johannesburg Gauteng Our client in insurance financial services is looking for a compliance officer with 3-5 years experience. Salary Negotiable Min Requirements A bachelor’s degree in Law, Business, or a related field. Proven ex


View Job
Compliance Officer

Umhlanga Rocks: Tax Compliance Officer

Our client is a progressive accounting firm based in Umhlanga and is seeking qualified professionals to join their team. Our client delivers a wide array of financial services, providing innovative and insightful financial solutions. In this role, youll be


View Job
Tax Compliance Officer

Port Elizabeth: Finance & Compliance Support Officer

Key Responsibilities: 1. Finance Responsibilities: Debtors Management: Oversee and manage the company`s debtor accounts, ensuring timely collections and resolution of outstanding balances. Creditors Management: Process and manage creditor accounts, ensurin


View Job
Finance & Compliance Support Officer

Pretoria: Risk & Compliance Officer

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policie


View Job
Risk & Compliance Officer

Hermanus: Risk And Compliance Officer posted by Arvo

Title: Risk and Compliance Officer Our client, based in Hermanus, is looking to hire an Risk and Compliance Officer to join their company, in the financial industry, as soon as possible.Job Summary:This role focuses on overseeing and managing compliance an


View Job
Risk And Compliance Officer

Johannesburg: Compliance Officer posted by FROGG Recruitment

Compliance Officer Sandton Johannesburg Gauteng Our client in insurance financial services is looking for a compliance officer with 3-5 years experience.Salary Negotiable Min Requirements A bachelors degree in Law, Business, or a related field.Proven exper


View Job
Compliance Officer

Pretoria: Risk & Compliance Officer posted by FROGG Recruitment

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal


View Job
Risk & Compliance Officer

Sandton: Investment Compliance Officer posted by FROGG Recruitment

Investment Compliance Officer SandtonA well-established Asset Management client seeks an Investment Compliance officer with 4+ years of experience. Must have solid Investment Compliance experience and a strong interest in continuing a career in Investment


View Job
Investment Compliance Officer

Edenvale: Compliance Officer posted by SET Consulting

POSITION TITLE: Compliance Officer DEPARTMENT: Legal & ComplianceACCOUNTABLE TO: Executive Head: Legal & ComplianceINDUSTRY: Financial ServicesJOB DESCRIPTION:The job will involve the on-going monitoring of compliance procedures and controls, toget


View Job
Compliance Officer

Pretoria: Compliance Officer posted by Numeral Financial Services Group

Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you


View Job
Compliance Officer

Cape Town: Company Secretary & Compliance Officer/Legal posted by Profile Personnel

Well established national company are looking for a qualified and experienced applicant to manage the provision of company secretariat services to Executive Management and the Board and sub-committees, ensuring compliance with all applicable legislation, c


View Job
Company Secretary & Compliance Officer/Legal

Cape Town: Tax Compliance Officer posted by PKF Constantia Valley Cape Town Inc

Principal Duties and Responsibilities:Individuals: Completion of Tax Schedules, Income Statements, Statements of Assets & Liabilities, Reconciliation of Assets & Liabilities, CGT Calculations & computations and Tax computations in preparation f


View Job
Tax Compliance Officer

Johannesburg: Compliance Officer (Government) posted by Isilumko Staffing

We are in search of an experienced and qualified Compliance Officer to join a prominent government organization in Johannesburg.Key Responsibilities:Oversee building inspections and audits.Conduct compliance monitoring.Ensure the safeguarding of company in


View Job
Compliance Officer (Government)

Johannesburg: Compliance Officer (Government) posted by Isilumko Staffing

Seeking an experienced and qualified Compliance Officer to join a well known government entity in JHB. Responsibilities:Responsible for building inspections and auditsCompliance monitoring Ensure company investment is not in jeopardyReporting non-complianc


View Job
Compliance Officer (Government)

Johannesburg: Governmental Compliance Officer posted by Isilumko Staffing

We are seeking a dedicated and experienced Compliance Monitoring Officer to join our team. The primary role of the Compliance Monitoring Officer is to ensure adherence to the regulations. The successful candidate will be responsible for proactively identif


View Job
Governmental Compliance Officer

Johannesburg: Compliance And Hr Officer posted by EMPIRE RECRUITMENT

Are you passionate about ensuring business operations are conducted in a lawful, ethical, and compliant manner? Do you thrive on staying up-to-date with regulatory requirements? If so, we are looking for you. Job Purpose/Summary:As a Compliance Officer, yo


View Job
Compliance And Hr Officer

Johannesburg: Quality Compliance Officer And Web Application Developer posted by EMPIRE RECRUITMENT

A leading engineering firm requires the expertise of a multi-skilled individual. We are searching for a season Quality Compliance Officer who also has a passionate for IT. The role is as follows:Qualifications and Experience:Relevant post matriculation qua


View Job
Quality Compliance Officer And Web Application Developer

Sandton: Legal And Compliance Officer posted by EMPIRE RECRUITMENT

An investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have:Three years post qualificationExcellent team working skillsAppetite to work with service providers in multiple jurisdictionsAppetite to take on new tasks


View Job
Legal And Compliance Officer

Johannesburg: Compliance Officer posted by Telebest

Requirements:Grade 12 with IMS lead auditor qualification.National Higher Diploma in Compliance management an added advantage.Registration with SACPCMP.Minimum 3-5 years in compliance department.In-dept knowledge of business and all ISO standards.Risk awar


View Job
Compliance Officer

Johannesburg: Compliance Officer posted by Telebest

Our client has an opportunity available for a Compliance Officer.Requirements:Bachelors degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa. Responsib


View Job
Compliance Officer

Johannesburg: Tax Compliance Officer posted by Goldman Tech

Job Description:Attention all tax compliance professionals! Our client, based in Cape Town Claremont, is currently seeking an experienced Tax Compliance Officer to join their team. The ideal candidate should have prior experience as a Tax Practitioner or C


View Job
Tax Compliance Officer

Error making API request.

Share this to someone who needs a job:
Posted in Uncategorized

More Jobs in Your Area