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Johannesburg: Quality Assurance Analyst (Financial Services) posted by Curiska






Date 2024-06-08
Job Title Quality Assurance Analyst (Financial Services)
Employer Curiska
More Information
Salary 34000
Category Finance Accounting
Location Gauteng
/ Johannesburg

Job Summary

  • 5 Years experience working in a client onboarding function specifically authorising the account openings
  • Extensive knowledge of UK customer and enhanced due diligence, sanctions, PEP, and Adverse media screening
  • Knowledge of Money Laundering Regulations, 5th MLD, UK MLR 2017, JMSLG and Market Abuse Regulation (MAR)
  • Understanding the implications of the impact of financial sanctions on financial institutions and their conduct and the consequences of breaching them (OFAC, HM Treasury, EU and UN sanctions)
  • Good knowledge of Data Protection requirements
  • Good communication skills both written and Oral with ability to communicate at Senior management level
  • Solid understanding of the requirements of the UK Proceeds of Crime Act, Terrorism Act and UK Bribery Act.
  • Experience managing large scale projects

The Role:

  • Authorising account openings in line with procedures and SLAs with a particular focus on KYC/AML elements.
  • Supporting the Onboarding Manager to ensure the team receives ongoing training
  • Working closely with Compliance to ensure:
    o any regulatory updates are communicated and implemented
    o Issues arising from Compliance monitoring are reviewed and addressed
  • Ongoing review of control functions within the department
  • Acting as the point of escalation with Compliance related queries
  • Managing Client Services projects and initiatives including US tax forms communication, KYC updates and large static data changes
  • Such other tasks and projects as may reasonably be required

Quality Assurance Analyst (Financial Services) position available in Gauteng, Johannesburg. This job position was posted by Curiska. The job has been posted as a premium ad on 2024-06-08 at 13:03:30 in the Finance Accounting category

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