Job Description
- Grade 12 (Matric) essential.
- Degree or Diploma in Law, Compliance or Risk Management, a strong advantage.
- Minimum 5 years corporate experience.
- Minimum 3 to 5 years exposure in FICA related functions (law firm experience is advantageous).
- Experience with nCino (formerly DocFox) will be advantageous.
Skills (Know-How Job Related Skills):
- Good understanding of the FIC Act, its guidance notes, PCC’s and its regulations, KYC methodology, and the AML/CTF/CPF regulatory frameworks.
- Proficient in MS Office Suite.
- Knowledge of numeracy and literacy skills.
The Job:
- Work closely with the Senior Compliance team to ensure compliance with FICA and to encourage compliance from others within the firm.
- Perform thorough Know Your Customer (KYC) and Customer Due Diligence (CDD) checks on new and existing clients.
- Oversee screening for adverse media, sanctions and political exposure.
- Check the veracity of documents uploaded for verification and in accordance with their RMCP.
- Contribute to the RMCP governance and assist with reviewing and updating internal policies and practical guides.
- Capture and update information on internal systems regularly and accurately.
- Train staff on client onboarding and FICA compliance procedures.
- Store key compliance-related documents, including risk assessments, reports, and training logs for audit or inspection purposes.
- Provide compliance guidance and advice and ensure a culture of compliance through training and awareness.
- Keep abreast of relevant legislation and FIC webinars/training.
Competencies:
- Agile and able to adapt to change.
- Demonstrate client focus.
- Ability to work under pressure.
- Able to work both independently and as part of a team.
- High attention to detail and organisational skills.
- Analytical and problem-solving ability.
- A high level of judgement and integrity.
- Honesty, reliability, and punctuality.
- Ability to take initiative.
How to Apply
Click the green “Go Apply” button below to apply directly online with the employer.
About Other Legal Jobs in Kwazulu-Natal
In Kwazulu-Natal, South Africa, the legal profession encompasses a diverse range of roles that cater to various sectors and industries. Typically, these roles involve providing expertise in laws and regulations that govern specific areas of business or industry. As such, job seekers can expect a competitive job market with a wide range of opportunities across different types of organizations.
Generally, salaries for other legal positions in Kwazulu-Natal vary widely depending on factors such as experience, company size, and industry sector. While it is difficult to pinpoint exact salary ranges, common broad estimates suggest that entry-level positions typically fall within the R200 000 – R400 000 per annum range, with more senior roles potentially exceeding R600 000 – R1 million per annum. However, it is essential to note that actual salaries can vary significantly depending on individual circumstances and industry standards.
Common skills required for these types of roles often include strong analytical and problem-solving abilities, as well as excellent communication and negotiation skills. A solid understanding of laws and regulations governing specific industries or sectors is also typically expected. In addition, proficiency in English, Afrikaans, or other official languages relevant to the industry can be a significant advantage. Other important skills may include project management, leadership, and technical expertise, depending on the specific role.
Many common types of companies that employ these roles are found across various industries such as financial services, technology, manufacturing, mining, and agriculture. Some common sectors include government departments, law firms, consulting firms, and multinational corporations operating in South Africa. In addition to these traditional routes, job seekers may also find opportunities through non-profit organizations or small businesses.
In terms of career development, many roles offer opportunities for professional growth and advancement. Typically, entry-level positions serve as a springboard for more senior roles within the same organization or industry sector. Common pathways include specialising in specific areas, taking on leadership or management responsibilities, or pursuing postgraduate qualifications to further enhance skills and expertise.
This information provides general career guidance. Actual salaries and requirements vary by employer.
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