Western Cape: Head of Compliance: Investment posted by Communicate Finance

March 13, 2026 Jobs in South Africa

Communicate Finance

Western Cape

Other Clearing and Forwarding

Job Description

About the Role

We are seeking a seasoned compliance professional to lead our firm’s compliance function, ensuring robust adherence to regulatory requirements and safeguarding client interests. As Head of Compliance: Investment, you will be responsible for refining our CASS framework, managing FCA reporting, and overseeing compliance monitoring across the organization.

Key Responsibilities

Lead and refine the firm’s CASS framework, ensuring correct segregation, reconciliation, and safeguarding of client money and custody assets
Own all FCA reporting, including CMAR, financial promotions approvals, governance papers, incident notifications, and thematic submissions
Act as the primary point of contact for the FCA, managing supervisory relationships and responding to regulatory developments
Oversee KYC/AML escalations, compliance monitoring, breach management, and regulatory audits
Embed a culture of robust compliance across the business, ensuring that CASS responsibilities are understood and executed companywide
Manage and develop a small, high-performing compliance team

Requirements

Proven experience in an FCA-regulated investment, wealth, or fintech environment
Strong understanding of CASS (Client Assets Sourcebook) and client money rules
Experience with CMAR, CASS reconciliation processes, and oversight controls
Confidence engaging with the FCA and influencing senior stakeholders
Ability to balance strategic thinking with hands-on execution
Calm, organised decision-making in fast-moving environments

Qualifications

Bachelor’s degree in one of the following: Law, Finance, Compliance, Accounting, Business/Commerce
A Master’s degree (LLM, MBA, MSc Finance/Compliance) is advantageous but not essential
ICA Qualifications (International Compliance Association)
CISI Qualifications (Chartered Institute for Securities & Investment)
CASS-Specific Training

Salary & Benefits

Not specified in the original job description.

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How to Apply

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About Other Clearing and Forwarding Jobs in Western Cape

The field of other clearing and forwarding positions is an essential part of the global trade industry, playing a crucial role in facilitating the movement of goods across international borders. In Western Cape, South Africa, this sector typically experiences steady growth due to its strategic location as a major hub for imports and exports.

Generally, salaries for other clearing and forwarding professionals in Western Cape can vary widely depending on factors such as level of experience, company size, and industry sector. While it’s difficult to pinpoint exact salary ranges without knowing the specific circumstances of each role, broad estimates typically range from R400 000 to R800 000 per annum, with some senior positions potentially exceeding this amount. However, salaries can fluctuate significantly depending on individual qualifications, performance, and the specific requirements of the role.

Common skills required for other clearing and forwarding roles include language proficiency (particularly English and Afrikaans), knowledge of international trade regulations, experience with customs clearance procedures, strong analytical and problem-solving abilities, excellent communication and interpersonal skills, and basic computer literacy. Other desirable skills might include familiarity with transportation management systems, knowledge of logistics software, or experience working in supply chain management.

The financial services sector, technology industry, manufacturing sector, and ports and transport companies are some of the common industries that employ other clearing and forwarding professionals in Western Cape. These roles often involve coordinating shipments, communicating with clients and carriers, processing customs documents, and ensuring compliance with relevant regulations.

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Career development opportunities for those in other clearing and forwarding roles typically involve specializing in a particular area, such as logistics or supply chain management. Promotions to senior positions may also be possible through experience and further education. As the global trade industry continues to evolve, professionals in this field can expect ongoing challenges and opportunities for growth and professional development.

This information provides general career guidance. Actual salaries and requirements vary by employer.

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