Date | 2024-07-25 |
---|---|
Job Title | Compliance Officer (Investment Risk And Regulatory Management) – Claremont/Newlands, Western Cape, S |
Employer | More Information |
Salary | Market related |
Category | Accounting Finance |
Location |
Cape Town City Centre / Claremont |
Job Summary
COMPLIANCE OFFICER (Investment Risk and Regulatory Management) Claremont/Newlands, Western Cape, SA Competitive Package on Offer Our Client, a Global Investment Firm is currently expanding their dynamic Compliance Team Forming part of the broader Assurance Team, the Compliance Officer will support the Compliance Team with all required tasks as it relates to the groups day-to day compliance functions (including but not limited to AML/CFT/PF) for the Global business across he various international regions it operates in. One are a strong and tactful communicator who possesses exceptional organisational and attention to detail skills. You are a team player who consistently demonstrates a high level of professionalism, integrity in both personal and business ethical code as well as solid time management skills to meet complex business demands and reporting requirements. Key Duties & Responsibilities Provide and maintain a compliant working environment by adhering to all laws, regulations and ethical standards; Regulatory horizon scanning; Work closely with the Regulatory and Risk Manager and inform them of any potential regulatory compliance issues; Opine on any new regulatory pronouncements or changes and potential impact they may have on the KYC processes and policies; Assist with reporting to regulators, committees and boards; Maintain all sections of the Compliance policies and procedures relating to KYC; Review KYC documents according to the KYC policy and procedures; Assist the Regulatory and Risk Manager in his/her responsibilities as they relate to the KYC Centre of Excellence; Maintain logs of customer information to ensure the efficiency of the KYC process; Assist with the KYC processes; Interacts with other departments, internal audit and regulators; Conduct periodic testing on policies and processes; and Performs other compliance related duties as required. Qualifications, Experience & Skillset A Bachelor`s degree in Finance, Economics, Commerce, Law or other relevant business study from a recognized university . At least 3 years` compliance related experience gained in the financial services or investment industry Knowledge of the investment industry Practical experience in compliance, specifically AML/PF/TF. To apply for this role, please forward a detailed copy of your CV to
Compliance Officer (Investment Risk And Regulatory Management) – Claremont/Newlands, Western Cape, S position available in Cape Town City Centre, Claremont. This job position was posted by . The job has been posted on 2024-07-25 in the Accounting Finance category
Click Go Apply to apply online!
You might also like to look at the available jobs in the same area.
Apply directly for this position
Some posts have contact information included with other instructions. All applicants are urged to read the instructions carefully.
We will list jobs at the bottom of each job, so feel free to scroll down and continue your search.
We do not accept any job applications and merely offer the service of daily jobs being mined and displayed on our job portal.
Each job post has a link to take you directly to the original post to apply on their website or the original website where the post came from.
Here are some more related positions
Western Cape: Compliance Officer – Seta posted by Phaedra Aesthetics Recruitment
Minimum 3 years experience in assessing skills programmes and learnershipsFacilitation experienceServices SETA, MerSETA & ETDP-SETA Assessor and Moderator in the following unit standards:Level 4 57712 (74630) Services SETA59201 (LP 60269) Services SETA5771
View Job
Compliance Officer – Seta
Johannesburg: Credit Compliance Officer
This person will be responsible for the credit compliance management function, including but not limited to: FICA compliance CGIC compliance Debtors reporting Minimum requirements: Matric 10 years` experience Large debtors` book experience Experience manag
View Job
Credit Compliance Officer
South Africa: Junior Compliance Officer
Investment client seeks a Junior Compliance Officer to join their team. You`ll need to have competed both your RE1 and RE3 with current relevant financial services industry compliance experience as listed below. Role reports to their Compliance Manager and
View Job
Junior Compliance Officer
Cape Town City Centre: Compliance Officer
Our client, a financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS and FICA. The ideal candidate would have completed their supervision and will report directly to the Senior Manager in the team. Responsibil
View Job
Compliance Officer
Midrand: Compliance Officer Cat Ii | Midrand
Our client is seeking a Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution and involves ensuring adherence to relevant legislative regulations and maintaining quality assurance in the client`s of
View Job
Compliance Officer Cat Ii | Midrand
Grahamstown: Hr Compliance Officer
Our client is seeking a HR Compliance Officer to join their Grahamstown team. This position must develop and implement standardized procedures and documentation across all units of the business and ensure ongoing compliance and adherence, including but not
View Job
Hr Compliance Officer
Johannesburg: Compliance Officer
Overview: Our client, a well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing exceptional talent is critical to their long-term success. Their teams are composed of highly qualified, passionat
View Job
Compliance Officer
Cape Town City Centre: Compliance Officer
COMPLIANCE OFFICER Century City, Cape Town, Western Cape R400 R450K Gross Per Month plus Benefits (Negotiable based on Qualification and Years of relevant experience) Our Client, a Global Financial Services concern is seeking a dynamic Compliance Officer t
View Job
Compliance Officer
South Africa: Junior Compliance Officer | Cape Town
Our client is seeking a dynamic individual to join their Compliance Unit in the role of Junior Compliance Officer. The successful candidate will be responsible for ensuring adherence to regulatory requirements, best practice guidelines, and internal polici
View Job
Junior Compliance Officer | Cape Town
Johannesburg: Compliance Officer
Job & Company Description: This client of mine is looking for an outside the box thinking professional to join the team on a 12 month contract. The successful candidate to fill the role will be responsible with coordinating and conducting audits and assess
View Job
Compliance Officer
Midrand: Compliance Officer Cat I | Midrand
Our client is seeking a Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution, this role involves implementing relevant legislative regulations and ensuring quality assurance and compliance within the
View Job
Compliance Officer Cat I | Midrand
Port Elizabeth: Tax Compliance Officer
Short Summary of the purpose of the role: To ensure the correct and accurate completion of Income Tax Returns, as required by the South African Income Tax system Academic Qualifications Required: Matric with accountancy Minimum of 3 years experience in a s
View Job
Tax Compliance Officer
Pretoria: Risk And Compliance Officer
In this role, you will be responsible for providing meaningful insight and guidance for internal and external departments - this includes the legal, insurance, financial and credit divisions. You will be expected to draft and implement policies and procedu
View Job
Risk And Compliance Officer
Cape Town City Centre: Compliance Officer
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Group. Matric essential Degree in Law or Finance or Commerce essential Drivers license, enabling you to visit regions Approval Nr Essential and not n
View Job
Compliance Officer
Johannesburg: Group Compliance Officer
Minimum Requirements A Bachelors degree in Law, Business Administration, Biology, Pharmaceutical, or a related field. A postgraduate qualification or professional certification in compliance, risk management, or corporate governance (e.g., Certified Compli
View Job
Group Compliance Officer
Burgersfort: Compliance Officer: Risk posted by Limpopo Career Consortium (Limcaco)
MINIMUM QUALIFICATIONS AND REQUIREMENTS:Grade 12/NQF Level 4 is essential.COMSOC 1 & 2 or SAMTRAC Certificate is essential.Blasting Certificate or Trade Certificate is essential.National Diploma in either Safety, Occupational Health & Environment is essent
View Job
Compliance Officer
Johannesburg: Compliance Officer
Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and pr
View Job
Compliance Officer
South Africa: Compliance Officer
Investment client seeks a Compliance Officer to join their team. You`ll need to have competed both your RE1 and RE3 with current relevant financial services industry compliance experience as listed below. Role reports to their Compliance Manager and works
View Job
Compliance Officer
George: Compliance Officer / Company Secretarial Officer
An accounting company in George is growing and looking for a Compliance Officer / Company Secretarial Officer to join their team. Requirements: Proven experience in company services & compliance, especially with CIPC-related tasks Strong organizational and
View Job
Compliance Officer / Company Secretarial Officer
Cape Town City Centre: Chemical And Regulatory Compliance Officer
Key Responsibilities: Classify new raw materials and assess compliance of all substances. Ensure adherence to specific regulatory requirements Verify R&D threshold requirements and specific purposes for R&D activities. Conduct patent searches related to ne
View Job
Chemical And Regulatory Compliance Officer
Cape Town: Chemical And Regulatory Compliance Officer posted by Elchemie
The company is a leading innovator in the digital ink manufacturing industry and specialize in developing cutting-edge ink solutions for various digital printing applications, ranging from commercial printing to packaging and textiles. They are seeking a
View Job
Chemical And Regulatory Compliance Officer
Johannesburg: Compliance Officer posted by Rory Mackie & Associates
Overview: Our client, a well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing exceptional talent is critical to their long-term success. Their teams are composed of highly qualified, passionat
View Job
Compliance Officer
Johannesburg: Compliance Officer posted by FROGG Recruitment
Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and pr
View Job
Compliance Officer
Howick: Hr, Compliance And Payroll Officer posted by Pronel Consultants
Purpose of this role:Act as a link between management and the employees. Providing guidance and administrative support to management and staff in regard to: industrial relations, recruitment, contracts, training and development, staff evaluations, employee
View Job
Hr, Compliance And Payroll Officer
South Africa: Compliance Officer posted by Finovate
Position: Compliance OfficerLocation: Claremont offices, Cape Town Type: Full-timeAbout the Role:Are you a detail-oriented Compliance Officer professional ready to progress into a leadership position? Or are you a Compliance Officer Team Leader ready to ta
View Job
Compliance Officer